SC 13G: AUNA S.A.
Ticker: AUNA · Form: SC 13G · Filed: Nov 14, 2024 · CIK: 1799207
Sentiment: neutral
Topics: sc-13g
AI Summary
SC 13G filing by AUNA S.A..
Risk Assessment
Risk Level: low
Filing Stats: 1,184 words · 5 min read · ~4 pages · Grade level 8.2 · Accepted 2024-11-14 14:22:37
Key Financial Figures
- $0.01 — lass A Ordinary Shares, nominal value US$0.01 per share (Title of Class of Securiti
Filing Documents
- dp220711_sc13g-servanrj.htm (SC 13G) — 32KB
- 0000950103-24-016294.txt ( ) — 33KB
(a). Name of Issuer
Item 1(a). Name of Issuer: Auna S.A. (the “ Issuer ”)
(b). Address of Issuer’s Principal Executive Offices
Item 1(b). Address of Issuer’s Principal Executive Offices: ‎ 6, rue Jean Monnet, L-2180 Luxembourg, Grand Duchy of Luxembourg
(a). Name of Person Filing
Item 2(a). Name of Person Filing This Schedule 13G is being filed by Juan Rafael Servan Rocha (the “ Reporting Person ”).
(b). Address of Principal Business Office or, if None, Residence
Item 2(b). Address of Principal Business Office or, if None, Residence: The address of the principal business office of the Reporting Person is 6, rue Jean Monnet, L-2180 Luxembourg, Grand Duchy of Luxembourg.
(c). Citizenship
Item 2(c). Citizenship: The Reporting Person is a citizen of the Republic of Peru.
(d). Title of Class of Securities
Item 2(d). Title of Class of Securities: Class A ordinary shares, nominal value US$0.01 per share (the “ class A shares ”)
(e). CUSIP Number
Item 2(e). CUSIP Number: L0415A103
If This Statement is Filed Pursuant to §§240.13d-1(b)
Item 3. If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a: Not applicable. (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C.78c); (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E). (f) An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F). (g) A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G). (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); (k) Group, in accordance with §240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Page 4 of 5
Ownership
Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: See response to Item 9 on the cover page for the Reporting Person. (b) Percent of Class: See response to Item 11 on the cover page for the Reporting Person. (c) Number of Shares as to Which Such Person Has: (i) Sole Power to Vote or to Direct the Vote: See response to Item 5 on the cover page for the Reporting Person. (ii) Shared Power to Vote or to Direct the Vote: See response to Item 6 on the cover page for the Reporting Person. (iii) Sole Power to Dispose or to Direct the Disposition of: See response to Item 7 on the cover page for the Reporting Person. (iv) Shared Power to Dispose or to Direct the Disposition of: See response to Item 8 on the cover page for the Reporting Person.
Ownership of Five Percent or Less of a Class
Item 5. Ownership of Five Percent or Less of a Class. As of the date hereof, the Reporting Person has ceased to be the beneficial
Ownership of More than Five Percent on Behalf of Another
Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable.
Identification and Classification of the Subsidiary Which
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not applicable.
Identification and Classification of Members of the Group
Item 8. Identification and Classification of Members of the Group. Not applicable.
Notice of Dissolution of Group
Item 9. Notice of Dissolution of Group. Not applicable.
Certification
Item 10. Certification. Not applicable. Page 5 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. November 14, 2024 Juan Rafael Servan Rocha By: /s/ Juan Rafael Servan Rocha Name: Juan Rafael Servan Rocha