Raymond James Files 8-K for Regulatory and Exhibit Purposes

Ticker: RJF · Form: 8-K · Filed: Nov 20, 2024 · CIK: 720005

Sentiment: neutral

Topics: regulatory-filing, 8-K

Related Tickers: RJF

TL;DR

RJF filed a routine 8-K, no major news.

AI Summary

Raymond James Financial, Inc. filed an 8-K on November 20, 2024, to report information under Regulation FD and to file financial statements and exhibits. The filing does not disclose specific financial figures or material events beyond its routine reporting nature.

Why It Matters

This filing indicates that Raymond James Financial is adhering to its regulatory reporting obligations with the SEC, which is standard practice for publicly traded companies.

Risk Assessment

Risk Level: low — The filing is a standard current report and does not contain any new material information that would impact the company's risk profile.

Key Players & Entities

FAQ

What is the primary purpose of this 8-K filing?

The primary purpose of this 8-K filing is to report information under Regulation FD and to file financial statements and exhibits, as indicated in the filing details.

On what date was this 8-K filed?

This 8-K was filed on November 20, 2024.

What is the exact name of the registrant?

The exact name of the registrant is RAYMOND JAMES FINANCIAL, INC.

In which state is Raymond James Financial, Inc. incorporated?

Raymond James Financial, Inc. is incorporated in Florida.

What is the address of the principal executive offices?

The address of the principal executive offices is 880 Carillon Parkway St. Petersburg Florida 33716.

Filing Stats: 560 words · 2 min read · ~2 pages · Grade level 10.9 · Accepted 2024-11-20 16:23:24

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure On November 20, 2024, Raymond James Financial, Inc. (the "Company") issued a press release to disclose its operating data for October 2024. A copy of this press release is attached to this Current Report as Exhibit 99.1 and is incorporated herein by reference. The information in this Current Report, including any exhibits hereto, is being "furnished" and shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing of the Company with the Securities and Exchange Commission, whether made before or after the date hereof, regardless of any general incorporation language in such filings (unless the Company specifically states that the information or exhibit in this particular report is incorporated by reference).

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits (d) Exhibits. The following are filed as exhibits to this report: Exhibit No. 99.1 Press release, dated November 20, 2024, issued by Raymond James Financial, Inc. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. RAYMOND JAMES FINANCIAL, INC. Date: November 20, 2024 By: /s/ Jonathan W. Oorlog, Jr. Jonathan W. Oorlog, Jr. Chief Financial Officer

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