SEABURY SECURITIES Files 2025 FOCUS Report on March 23, 2026

Seabury Securities LLC X-17A-5 Filing Summary
FieldDetail
CompanySeabury Securities LLC
Form TypeX-17A-5
Filed DateMar 23, 2026
Risk Levellow
Pages1
Reading Time1 min
Sentimentneutral

Complexity: simple

Sentiment: neutral

Topics: regulatory-filing, broker-dealer, financial-report

TL;DR

**SEABURY SECURITIES just dropped its 2025 FOCUS Report, giving a peek at its financials.**

AI Summary

SEABURY SECURITIES LLC filed its X-17A-5 FOCUS Report on March 23, 2026, for the period ending December 31, 2025. This filing, required annually for broker-dealers, provides a snapshot of the company's financial health, including its balance sheet. For investors, this matters because it offers transparency into the firm's regulatory compliance and financial stability, which is crucial for assessing the risk associated with any potential dealings or investments involving the company.

Why It Matters

This filing provides a regulatory snapshot of SEABURY SECURITIES LLC's financial condition, offering transparency into its operational health and compliance for the period ending December 31, 2025.

Risk Assessment

Risk Level: low — This is a routine regulatory filing, indicating compliance rather than an immediate risk.

Analyst Insight

A smart investor would review the full 'seabury2025bsc.pdf' document, if available, to analyze the detailed balance sheet and assess the financial health and regulatory compliance of SEABURY SECURITIES LLC for the period ending December 31, 2025.

Key Numbers

  • 2025-12-31 — Period of Report (Indicates the financial period covered by the X-17A-5 filing.)
  • 2026-03-23 — Filing Date (The date SEABURY SECURITIES LLC submitted the X-17A-5 report to the SEC.)
  • 008-49624 — File No. (The specific file number assigned by the SEC for SEABURY SECURITIES LLC's broker-dealer registration.)
  • 223463794 — EIN (The Employer Identification Number for SEABURY SECURITIES LLC.)
  • DE — State of Incorp. (The state where SEABURY SECURITIES LLC is incorporated.)

Key Players & Entities

  • SEABURY SECURITIES LLC (company) — the filer of the X-17A-5 report
  • 0001023417 (company) — the CIK (Central Index Key) for SEABURY SECURITIES LLC
  • 2025-12-31 (date) — the period end date for the report
  • 2026-03-23 (date) — the filing date and acceptance date of the report
  • 152 W 57TH STREET (company) — the business and mailing address for SEABURY SECURITIES LLC

Forward-Looking Statements

  • SEABURY SECURITIES LLC will continue to file its X-17A-5 reports annually as required by the SEC. (SEABURY SECURITIES LLC) — high confidence, target: 2027-03-31

FAQ

What type of filing is this document for SEABURY SECURITIES LLC?

This document is an X-17A-5, which is a FOCUS Report, a mandatory annual financial and operational report for broker-dealers.

What is the specific period covered by this X-17A-5 report for SEABURY SECURITIES LLC?

The period of report for this filing is December 31, 2025, meaning it covers the financial activities up to that date.

When was this X-17A-5 filing submitted and accepted by the SEC?

The filing was submitted and accepted on March 23, 2026, at 15:43:16.

What is the CIK (Central Index Key) for SEABURY SECURITIES LLC?

The CIK for SEABURY SECURITIES LLC is 0001023417, which is used to identify all company filings with the SEC.

Where is SEABURY SECURITIES LLC's business address located according to this filing?

SEABURY SECURITIES LLC's business address is 152 W 57TH STREET, 53RD FLOOR, NEW YORK, NY 10019.

Filing Stats: 371 words · 1 min read · ~1 pages · Grade level 15.1 · Accepted 2026-03-23 15:43:16

Filing Documents

From the Filing

Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number:  3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes   No X-17A-5: A. Registrant Identification Name of Firm SEABURY SECURITIES LLC Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 152 W 57TH STREET 53RD FLOOR Address 2 31ST FLOOR TEXAS Mailing Zip/ Portal Code 10019 Name and Telephone Number of Person to Contact in Regard to this Report Name Michael T Marrone Telephone Number 6469301906 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Rubio CPA PC Address 1 3500 Lenox Road NE Address 2 Suite 1500 GEORGIA Mailing Zip/ Postal Code 30326 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , PATRICK HENRY DOWLING, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of SEABURY SECURITIES LLC, as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature PATRICK HENRY DOWLING Title SENIOR MANAGING DIRECTOR

View Full Filing

View this X-17A-5 filing on SEC EDGAR

View on ReadTheFiling | About | Contact | Privacy | Terms

Data from SEC EDGAR. Not affiliated with the SEC. Not investment advice. © 2026 OpenDataHQ.