X-17A-5 Filings — 2026
SEC X-17A-5 filings contain regulatory disclosures from publicly traded companies.
X-17A-5 filings from 2026, analyzed with AI-powered summaries.
38+ total X-17A-5 filings in 2026.
Latest Filings (30)
- ACP Securities Files X-17A-5 FOCUS Report for 2025 Year-End — Acp Securities, LLC () · Mar 25, 2026
- FIRST HILL SECURITIES Files X-17A-5 for 2025, Confirms Compliance — First Hill Securities, LLC () · Mar 24, 2026
- TRIUMPH CAPITAL MARKETS Files X-17A-5 for 2025 Year-End — Triumph Capital Markets, LLC () · Mar 24, 2026
- VALLEY NATIONAL INVESTMENTS Files Routine X-17A-5 Report for 2025 — Valley National Investments, Inc. () · Mar 24, 2026
- WWF Securities Files X-17A-5 for 2025, Confirms Compliance — Wwf Securities, LLC () · Mar 24, 2026
- ZEUS FINANCIAL Files X-17A-5 FOCUS Report for 2025 — Zeus Financial, LLC () · Mar 24, 2026
- PLANNED FINANCIAL PROGRAMS Files Routine X-17A-5 FOCUS Report — Planned Financial Programs, Inc. () · Mar 24, 2026
- FAITHSTONE SECURITIES Files X-17A-5, Audit Report Included — Faithstone Securities, LLC () · Mar 24, 2026
- 3ICO SECURITIES Files X-17A-5 FOCUS Report for 2025 — 3ico Securities LLC () · Mar 24, 2026
- T CAPITAL FUNDING Files X-17A-5 FOCUS Report for YE 2025 — T Capital Funding, LLC () · Mar 24, 2026
- Westminster Financial Files X-17A-5 for 2025, Audit Included — Westminster Financial Securities, Inc. () · Mar 24, 2026
- CHAFFE SECURITIES Files X-17A-5 FOCUS Report for 2025 Year-End — Chaffe Securities, Inc. () · Mar 24, 2026
- SNOWDEN ACCOUNT SERVICES LLC Files X-17A-5 for 2025 Year-End — Snowden Account Services LLC () · Mar 24, 2026
- ALERA SECURITIES Files X-17A-5, Annual Audit for 2025 Period — Alera Securities LLC () · Mar 24, 2026
- MENSURA SECURITIES Files Annual X-17A-5 Report for 2025 — Mensura Securities, LLC () · Mar 24, 2026
- OPTIMX SECURITIES Files 2025 Annual Audit Report — Optimx Securities LLC () · Mar 24, 2026
- FDX CAPITAL LLC Files X-17A-5 FOCUS Report for YE 2025 — Fdx Capital LLC () · Mar 24, 2026
- WOODMEN FINANCIAL Services Files X-17A-5 for 2025 Period — Woodmen Financial Services, Inc. () · Mar 24, 2026
- CIGNA BENEFITS FINANCING Files X-17A-5 FOCUS Report for 2025 — Cigna Benefits Financing, Inc. () · Mar 24, 2026
- Manulife John Hancock Brokerage Files 2025 Annual Financials — Manulife John Hancock Brokerage Services LLC () · Mar 24, 2026
- John Hancock IM Distributors Files Annual Broker-Dealer Report — John Hancock Investment Management Distributors LLC () · Mar 24, 2026
- Kingswood Capital Files X-17A-5 FOCUS Report for YE 2025 — Kingswood Capital Partners, LLC () · Mar 24, 2026
- Hines Private Wealth Solutions Files 2025 Annual Audit — Hines Private Wealth Solutions LLC () · Mar 24, 2026
- John Hancock Distributors Files 2025 Audited Financials — John Hancock Distributors LLC () · Mar 24, 2026
- PROFINANCIAL Files X-17A-5 FOCUS Report for Dec 2025 Period — Profinancial, Inc. () · Mar 24, 2026
- DFA Securities Files X-17A-5 Annual Report for 2025 — Dfa Securities LLC () · Mar 24, 2026
- AUERBACH GRAYSON Files Annual FOCUS Report for 2025 — Auerbach Grayson &Amp; Company LLC () · Mar 24, 2026
- COVIEW CAPITAL Files X-17A-5 FOCUS Report for 2025 — Coview Capital, Inc. () · Mar 24, 2026
- LYNDHURST SECURITIES Files X-17A-5 for 2025 Year-End — Lyndhurst Securities Inc. () · Mar 24, 2026
- MetLife Investments Securities Files Routine Annual Broker-Dealer Report — Metlife Investments Securities, LLC () · Mar 24, 2026
Frequently Asked Questions
How many X-17A-5 filings were made in 2026?
There were 38+ X-17A-5 (X-17A-5) filings with the SEC in 2026, each analyzed with AI-powered summaries on Read The Filing.
What is a X-17A-5 filing?
SEC X-17A-5 filings contain regulatory disclosures from publicly traded companies.
How can I analyze X-17A-5 filings from 2026?
Read The Filing provides AI-powered analysis of every X-17A-5 filing including plain-English summaries, risk assessments, sentiment analysis, and key financial figures.