FAITHSTONE SECURITIES Files X-17A-5, Audit Report Included
| Field | Detail |
|---|---|
| Company | Faithstone Securities, LLC |
| Form Type | X-17A-5 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, compliance, audit, broker-dealer
TL;DR
**FAITHSTONE SECURITIES just filed its routine X-17A-5, showing it's keeping up with regulatory checks.**
AI Summary
FAITHSTONE SECURITIES, LLC filed its X-17A-5 report on March 24, 2026, covering the period ending December 31, 2025. This filing, which includes an audit report, is a routine regulatory submission for broker-dealers, confirming their financial health and compliance. For investors, this matters because it indicates the company is meeting its regulatory obligations, which is a basic requirement for any financial firm and suggests operational stability.
Why It Matters
This filing confirms FAITHSTONE SECURITIES, LLC is meeting its regulatory obligations, which is crucial for maintaining investor trust and operational legitimacy in the financial industry.
Risk Assessment
Risk Level: low — This is a standard regulatory filing, indicating compliance rather than immediate financial risk.
Analyst Insight
A smart investor would view this as a routine compliance update, indicating the company is meeting its basic regulatory obligations, but would look for the detailed audit report for deeper financial insights.
Key Numbers
- 008-71251 — File Number (identifies the specific regulatory file for FAITHSTONE SECURITIES, LLC)
- 2025-12-31 — Period of Report (the financial period covered by the X-17A-5 filing)
- 2026-03-24 — Filing Date (the date the X-17A-5 report was submitted to the SEC)
- 3378556 — Audit Report Size (bytes) (indicates the presence and size of the detailed audit report (fssaudit.pdf))
Key Players & Entities
- FAITHSTONE SECURITIES, LLC (company) — the filer of the X-17A-5 report
- 0002025069 (company) — the CIK (Central Index Key) for FAITHSTONE SECURITIES, LLC
- 2025-12-31 (date) — the period end date for the X-17A-5 report
- 2026-03-24 (date) — the filing date and effectiveness date of the X-17A-5 report
Forward-Looking Statements
- FAITHSTONE SECURITIES, LLC will continue to file its X-17A-5 reports on time in subsequent years. (FAITHSTONE SECURITIES, LLC) — high confidence, target: 2027-03-31
FAQ
What is the purpose of an X-17A-5 filing for FAITHSTONE SECURITIES, LLC?
The X-17A-5 filing, also known as a FOCUS Report, is a mandatory annual financial and operational report submitted by broker-dealers like FAITHSTONE SECURITIES, LLC to the SEC, as indicated by the 'Type: X-17A-5' in the filing details.
When was the X-17A-5 report for FAITHSTONE SECURITIES, LLC filed and what period does it cover?
The X-17A-5 report for FAITHSTONE SECURITIES, LLC was filed on March 24, 2026, and it covers the period ending December 31, 2025, as stated in the 'Filing Date 2026-03-24' and 'Period of Report 2025-12-31' sections.
Does this filing include an audit report?
Yes, the filing explicitly lists 'AUDIT REPORT fssaudit.pdf' as document sequence number 2, confirming the inclusion of an audit report with a size of 3378556 bytes.
What is the business address and contact information for FAITHSTONE SECURITIES, LLC as per this filing?
The business address for FAITHSTONE SECURITIES, LLC is 2400 S. CIMARRON ROAD SUITE 120 LAS VEGAS NV 89117, and their phone number is 954-654-0301, as detailed in the 'Business Address' section of the filing.
What is the CIK and EIN for FAITHSTONE SECURITIES, LLC?
FAITHSTONE SECURITIES, LLC's CIK (Central Index Key) is 0002025069 and its EIN (Employer Identification Number) is 452129700, as listed under the 'FAITHSTONE SECURITIES, LLC (Filer)' section.
Filing Stats: 369 words · 1 min read · ~1 pages · Grade level 14.2 · Accepted 2026-03-24 14:24:16
Filing Documents
- primary_doc.html (X-17A-5)
- primary_doc.xml (X-17A-5) — 2KB
- fssaudit.pdf (FULL) — 3299KB
- 0002025069-26-000006.txt ( ) — 4534KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 02-07-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No X-17A-5: A. Registrant Identification Name of Firm FAITHSTONE SECURITIES, LLC Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 2400 S. CIMARRON ROAD Address 2 SUITE 120 NEVADA Mailing Zip/ Portal Code 89117 Name and Telephone Number of Person to Contact in Regard to this Report Name Grant White Telephone Number 954 654 0301 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Sanville & Company LLC Address 1 325 North Saint Paul Street Address 2 Suite 3100 TEXAS Mailing Zip/ Postal Code 75201 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Grant White, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of FAITHSTONE SECURITIES, LLC, as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Grant White Title CEO; CCO