Manulife John Hancock Brokerage Files 2025 Annual Financials
| Field | Detail |
|---|---|
| Company | Manulife John Hancock Brokerage Services LLC |
| Form Type | X-17A-5 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, annual-report, broker-dealer, financial-statements
TL;DR
**Manulife John Hancock Brokerage just dropped its 2025 annual financials, showing routine regulatory compliance.**
AI Summary
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC filed its X-17A-5 report on March 24, 2026, for the period ending December 31, 2025. This filing, which includes their audited financial statements, is a routine annual report required by the SEC for broker-dealers. For investors, this matters because it provides transparency into the financial health and operational compliance of the brokerage, ensuring it meets regulatory standards and can safely handle client assets.
Why It Matters
This filing provides a public record of the brokerage's financial condition and compliance, which is crucial for maintaining investor confidence and regulatory oversight.
Risk Assessment
Risk Level: low — This is a standard, routine regulatory filing for a broker-dealer, indicating normal operational transparency.
Analyst Insight
Investors should review the 'MJHBS AUDITED FINANCIAL STATEMENTS 2025' document within the filing to assess the financial health and regulatory compliance of MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC, especially if they are clients or considering doing business with them.
Key Numbers
- 2025-12-31 — Period of Report (the end date of the financial period covered by the filing)
- 2026-03-24 — Filing Date (the date the X-17A-5 report was filed with the SEC)
- 008-68303 — File No. (the SEC file number for the brokerage)
Key Players & Entities
- MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC (company) — the filer of the X-17A-5 report
- SEC (company) — the regulatory body requiring the filing
- 0001467070 (company) — the CIK of the filer
FAQ
What type of document is the 'mjhbs_annual_financials.pdf' listed in the filing?
The 'mjhbs_annual_financials.pdf' document is described as 'MJHBS AUDITED FINANCIAL STATEMENTS 2025', indicating it contains the full audited financial statements for MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC for the year 2025.
When was the X-17A-5 filing accepted by the SEC?
The X-17A-5 filing was accepted by the SEC on 2026-03-24 at 10:55:17.
Filing Stats: 362 words · 1 min read · ~1 pages · Grade level 15.3 · Accepted 2026-03-24 10:55:17
Filing Documents
- primary_doc.html (X-17A-5)
- primary_doc.xml (X-17A-5) — 2KB
- mjhbs_annual_financials.pdf (FULL) — 2063KB
- 0001467070-26-000002.txt ( ) — 2845KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No X-17A-5: A. Registrant Identification Name of Firm MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 200 BERKELEY STREET MASSACHUSETTS Mailing Zip/ Portal Code 02116 Name and Telephone Number of Person to Contact in Regard to this Report Name Effie Georgountzos Telephone Number 617-663-4335 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Ernst & Young, LLP Address 1 200 Clarendon Street MASSACHUSETTS Mailing Zip/ Postal Code 02116 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Effie Georgountzos, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC, as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Effie Georgountzos Title Chief Financial Officer