John Hancock IM Distributors Files Annual Broker-Dealer Report
| Field | Detail |
|---|---|
| Company | John Hancock Investment Management Distributors LLC |
| Form Type | X-17A-5 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, annual-report, broker-dealer, financial-statements
TL;DR
**John Hancock IM Distributors just filed its annual financial check-up, showing routine compliance.**
AI Summary
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC filed its X-17A-5 report on March 24, 2026, covering the period ending December 31, 2025. This filing, which includes audited financial statements, is a routine annual report for broker-dealers, ensuring transparency and regulatory compliance. For investors, this matters because it provides a public record of the company's financial health and operational integrity, which is crucial for assessing its stability and trustworthiness as a distributor of investment products.
Why It Matters
This filing provides public insight into the financial health and regulatory compliance of JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC, which is essential for investors evaluating the stability of their investment product distributors.
Risk Assessment
Risk Level: low — This is a standard, routine regulatory filing for broker-dealers and does not inherently indicate new risks.
Analyst Insight
Investors should review the 'JHIMD AUDITED FINANCIAL STATEMENTS 2025' document within this filing to gain a deeper understanding of the company's financial performance and regulatory compliance for the period ending December 31, 2025.
Key Numbers
- 2025-12-31 — Period of Report (The financial period covered by the X-17A-5 filing.)
- 2026-03-24 — Filing Date (The date the X-17A-5 report was submitted to the SEC.)
Key Players & Entities
- JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC (company) — Filer of the X-17A-5 report
- 0000872873 (company) — CIK of the Filer
- 2025-12-31 (date) — Period of Report end date
- 2026-03-24 (date) — Filing Date and Effectiveness Date
- 008-43582 (company) — File Number for the Filer
FAQ
What type of filing is this and what does it cover?
This is an X-17A-5 filing, also known as a FOCUS Report, which is an annual report for broker-dealers. It covers the financial period ending December 31, 2025, and includes audited financial statements for JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC.
When was this filing submitted and accepted by the SEC?
The filing was submitted and accepted by the SEC on March 24, 2026, at 10:41:04.
Filing Stats: 362 words · 1 min read · ~1 pages · Grade level 15.5 · Accepted 2026-03-24 10:41:04
Filing Documents
- primary_doc.html (X-17A-5)
- primary_doc.xml (X-17A-5) — 2KB
- jhimd_annual_financials.pdf (FULL) — 2167KB
- 0000872873-26-000001.txt ( ) — 2988KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No X-17A-5: A. Registrant Identification Name of Firm JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 200 BERKELEY STREET MASSACHUSETTS Mailing Zip/ Portal Code 02116 Name and Telephone Number of Person to Contact in Regard to this Report Name Effie Georgountzos Telephone Number 617-663-4335 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Ernst & Young, LLP Address 1 200 Clarendon Street MASSACHUSETTS Mailing Zip/ Postal Code 02116 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Effie Georgountzos, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC, as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Effie Georgountzos Title Chief Financial Officer