WWF Securities Files X-17A-5 for 2025, Confirms Compliance
| Field | Detail |
|---|---|
| Company | Wwf Securities, LLC |
| Form Type | X-17A-5 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, compliance, broker-dealer, audit
TL;DR
**WWF Securities just filed its 2025 audit, showing it's playing by the rules.**
AI Summary
WWF SECURITIES, LLC filed its X-17A-5 report on March 24, 2026, for the period ending December 31, 2025. This filing, which includes a full audit document, confirms the company's financial health and compliance with SEC regulations. For investors, this matters because it provides transparency into the broker-dealer's operations, ensuring it meets capital requirements and safeguards client assets, which is crucial for maintaining trust and stability in the financial markets.
Why It Matters
This filing assures investors that WWF SECURITIES, LLC is operating within regulatory guidelines, which is fundamental for the stability and trustworthiness of any financial services firm.
Risk Assessment
Risk Level: low — The filing of a routine X-17A-5 report with an audit indicates standard regulatory compliance, posing low immediate risk.
Analyst Insight
A smart investor would view this as a routine compliance filing, indicating no immediate red flags or significant new opportunities, but rather a confirmation of ongoing regulatory adherence.
Key Numbers
- 2025-12-31 — Period of Report (The financial period covered by the X-17A-5 filing.)
- 2026-03-24 — Filing Date (The date the X-17A-5 report was filed with the SEC.)
- 008-70662 — File No. (The SEC file number associated with WWF SECURITIES, LLC's registration.)
Key Players & Entities
- WWF SECURITIES, LLC (company) — the filer of the X-17A-5 report
- SEC (company) — the regulatory body receiving the filing
- 0001843264 (company) — the CIK (Central Index Key) for WWF SECURITIES, LLC
- 853601319 (company) — the EIN (Employer Identification Number) for WWF SECURITIES, LLC
Forward-Looking Statements
- WWF SECURITIES, LLC will continue to file its X-17A-5 reports on schedule. (WWF SECURITIES, LLC) — high confidence, target: 2027-03-31
FAQ
What type of filing is this document?
This document is an X-17A-5, which is a FOCUS Report filed by broker-dealers with the SEC.
What is the CIK of the filer?
The CIK (Central Index Key) of the filer, WWF SECURITIES, LLC, is 0001843264.
When was this specific X-17A-5 report filed and accepted by the SEC?
This X-17A-5 report was filed and accepted on March 24, 2026, at 15:26:10.
What is the fiscal year end for WWF SECURITIES, LLC?
The fiscal year end for WWF SECURITIES, LLC is December 31 (1231).
What is the business address listed for WWF SECURITIES, LLC?
The business address listed for WWF SECURITIES, LLC is 76 W. ADAMS #307 DETROIT MI 48226.
Filing Stats: 357 words · 1 min read · ~1 pages · Grade level 13.8 · Accepted 2026-03-24 15:26:10
Filing Documents
- primary_doc.html (X-17A-5)
- primary_doc.xml (X-17A-5) — 2KB
- Finalx-17.pdf (FULL) — 859KB
- 0001843264-26-000002.txt ( ) — 1186KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No X-17A-5: A. Registrant Identification Name of Firm WWF SECURITIES, LLC Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 76 W. ADAMS Address 2 #307 MICHIGAN Mailing Zip/ Portal Code 48226 Name and Telephone Number of Person to Contact in Regard to this Report Name Lonnie Johnson Telephone Number 231-384-2712 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name NTT & Company PLLC Address 1 5865 Mistletoe Ave. TEXAS Mailing Zip/ Postal Code 77707 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Lonnie Johnson, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of WWF SECURITIES, LLC, as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Lonnie Johnson Title CEO