VALLEY NATIONAL INVESTMENTS Files Routine X-17A-5 Report for 2025
| Field | Detail |
|---|---|
| Company | Valley National Investments, Inc. |
| Form Type | X-17A-5 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, broker-dealer, annual-report, compliance
TL;DR
**VALLEY NATIONAL INVESTMENTS just filed its annual financial check-up, showing routine compliance.**
AI Summary
VALLEY NATIONAL INVESTMENTS, INC. filed its X-17A-5 report on March 24, 2026, for the period ending December 31, 2025. This filing, a FOCUS Report, is a routine annual financial and operational report required by the SEC for broker-dealers. It provides transparency into the company's financial health and compliance, which is crucial for investors to assess the stability and regulatory adherence of the firm they are invested in or considering investing in.
Why It Matters
This filing provides a snapshot of VALLEY NATIONAL INVESTMENTS, INC.'s financial and operational health, assuring investors of its regulatory compliance and stability.
Risk Assessment
Risk Level: low — This is a routine regulatory filing with no immediate red flags, indicating standard compliance.
Analyst Insight
A smart investor would view this as a routine compliance filing, indicating no immediate concerns but also no new positive catalysts. It's a confirmation of ongoing regulatory adherence.
Key Numbers
- 0000773373 — CIK (Unique identifier for VALLEY NATIONAL INVESTMENTS, INC. with the SEC.)
- 2025-12-31 — Period of Report (The financial period covered by this X-17A-5 filing.)
- 2026-03-24 — Filing Date (The date the X-17A-5 report was submitted to the SEC.)
- 008-34427 — File No. (The specific file number assigned to VALLEY NATIONAL INVESTMENTS, INC. by the SEC.)
Key Players & Entities
- VALLEY NATIONAL INVESTMENTS, INC. (company) — the filer of the X-17A-5 report
- SEC (company) — the regulatory body requiring the filing
- 0000773373 (company) — the CIK (Central Index Key) for VALLEY NATIONAL INVESTMENTS, INC.
- 2026-03-24 (date) — the filing and acceptance date of the X-17A-5 report
- 2025-12-31 (date) — the period end date for the X-17A-5 report
Forward-Looking Statements
- VALLEY NATIONAL INVESTMENTS, INC. will continue to file its annual X-17A-5 reports in a timely manner. (VALLEY NATIONAL INVESTMENTS, INC.) — high confidence, target: 2027-03-31
FAQ
What type of filing is this document?
This document is an X-17A-5, specifically a FOCUS Report, which is a financial and operational report for broker-dealers.
When was this X-17A-5 report filed and accepted by the SEC?
The X-17A-5 report was filed and accepted on March 24, 2026, at 15:26:11.
What is the period covered by this report?
The period of report for this X-17A-5 filing is December 31, 2025.
What is the CIK for VALLEY NATIONAL INVESTMENTS, INC.?
The CIK for VALLEY NATIONAL INVESTMENTS, INC. is 0000773373.
Where is VALLEY NATIONAL INVESTMENTS, INC.'s business address?
VALLEY NATIONAL INVESTMENTS, INC.'s business address is 1655 VALLEY CENTER PARKWAY SUITE 100, BETHLEHEM PA 18017.
Filing Stats: 366 words · 1 min read · ~1 pages · Grade level 13.7 · Accepted 2026-03-24 15:26:11
Filing Documents
- primary_doc.html (X-17A-5)
- primary_doc.xml (X-17A-5) — 2KB
- vnipublic.pdf (FULL) — 3327KB
- 0000773373-26-000003.txt ( ) — 4586KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No X-17A-5: A. Registrant Identification Name of Firm VALLEY NATIONAL INVESTMENTS, INC. Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 1655 VALLEY CENTER PARKWAY Address 2 SUITE 100 PENNSYLVANIA Mailing Zip/ Portal Code 18017 Name and Telephone Number of Person to Contact in Regard to this Report Name Matthew E Petrozelli Telephone Number 610-868-9000 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Berkower LLC Address 1 517 Route One South, Suite 4103 NEW JERSEY Mailing Zip/ Postal Code 08830 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Matthew E. Petrozelli, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of VALLEY NATIONAL INVESTMENTS, INC., as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Matthew E Petrozelli Title CEO