Westminster Financial Files X-17A-5 for 2025, Audit Included

TL;DR

**Westminster Financial just filed its annual audit, showing it's financially sound and compliant.**

AI Summary

WESTMINSTER FINANCIAL SECURITIES, INC. filed its X-17A-5 report on March 24, 2026, for the period ending December 31, 2025. This filing, which includes a public annual audit, confirms the company's financial health and compliance with SEC regulations. For investors, this matters because it provides transparency into the broker-dealer's operations, ensuring it meets capital requirements and safeguards client assets, which is crucial for maintaining trust and stability in their investment services.

Why It Matters

This filing confirms WESTMINSTER FINANCIAL SECURITIES, INC.'s regulatory compliance and financial stability, which is essential for clients and investors relying on their brokerage services.

Risk Assessment

Risk Level: low — This is a routine compliance filing indicating the company is meeting its regulatory obligations, which generally reduces operational risk.

Analyst Insight

A smart investor would view this filing as a routine confirmation of regulatory compliance, providing no immediate reason for concern or action, but reinforcing the company's operational stability.

Key Numbers

• 2026-03-24 — Filing Date (The date the X-17A-5 report was filed with the SEC.)
• 2025-12-31 — Period of Report (The end date of the financial period covered by the X-17A-5 report.)
• 008-38426 — File No. (The SEC file number associated with WESTMINSTER FINANCIAL SECURITIES, INC.)
• 26785456 — Film No. (The film number for this specific filing.)
• 431237 — Size of Public Annual Audit (The size in bytes of the public annual audit document (publicaudit2025a.pdf).)

Key Players & Entities

• WESTMINSTER FINANCIAL SECURITIES, INC. (company) — the filer of the X-17A-5 report
• 0000820356 (company) — the CIK (Central Index Key) for WESTMINSTER FINANCIAL SECURITIES, INC.
• 311213105 (company) — the EIN (Employer Identification Number) for WESTMINSTER FINANCIAL SECURITIES, INC.
• OH (company) — the state of incorporation for WESTMINSTER FINANCIAL SECURITIES, INC.
• 50 CHESTNUT STREET SUITE A-200 BEAVERCREEK OH 45440 (company) — the mailing and business address for WESTMINSTER FINANCIAL SECURITIES, INC.

Forward-Looking Statements

• WESTMINSTER FINANCIAL SECURITIES, INC. will continue to maintain its regulatory compliance in future filings. (WESTMINSTER FINANCIAL SECURITIES, INC.) — high confidence, target: 2027-03-31

FAQ

Filing Documents

• primary_doc.html (X-17A-5)
• primary_doc.xml (X-17A-5) — 2KB
• publicaudit2025a.pdf (FULL) — 421KB
• 0000820356-26-000001.txt ( ) — 584KB

From the Filing

Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number:  3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes   No X-17A-5: A. Registrant Identification Name of Firm WESTMINSTER FINANCIAL SECURITIES, INC. Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 50 CHESTNUT STREET Address 2 SUITE A-200 OHIO Mailing Zip/ Portal Code 45440 Name and Telephone Number of Person to Contact in Regard to this Report Name Angela Sweeney Telephone Number 9378985010 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Sanville & Company Address 1 2617 Huntingdon Pike PENNSYLVANIA Mailing Zip/ Postal Code 19006 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Angela C. Sweeney, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of WESTMINSTER FINANCIAL SECURITIES, INC., as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Angela C. Sweeney Title Principal Financial Officer

View Full Filing

View this X-17A-5 filing on SEC EDGAR