OPTIMX SECURITIES Files 2025 Annual Audit Report
| Field | Detail |
|---|---|
| Company | Optimx Securities LLC |
| Form Type | X-17A-5 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, annual-report, audit, broker-dealer
TL;DR
**OPTIMX SECURITIES just dropped its 2025 audit, standard regulatory stuff.**
AI Summary
OPTIMX SECURITIES LLC filed its X-17A-5 report on March 24, 2026, covering the period ending December 31, 2025. This filing, which includes their 2025 audit report, is a routine annual financial disclosure required by the SEC for broker-dealers. For investors, this matters because it provides transparency into the firm's financial health and operational compliance, which is crucial for assessing the stability of any company involved in securities transactions.
Why It Matters
This filing provides public insight into OPTIMX SECURITIES LLC's financial condition and regulatory compliance for 2025, which is essential for maintaining trust in the financial markets.
Risk Assessment
Risk Level: low — This is a routine, mandatory regulatory filing that does not inherently indicate new risks but rather provides transparency.
Analyst Insight
A smart investor would review the full 2025 audit report (OPTIMX SECURITIES LLC 2025 AUDIT REPORT.pdf) for detailed financial statements and auditor's opinions to assess the firm's financial health and compliance, as this summary only indicates the filing occurred.
Key Numbers
- 2025-12-31 — Period of Report (The fiscal year-end covered by the X-17A-5 filing)
- 2026-03-24 — Filing Date (The date OPTIMX SECURITIES LLC submitted the X-17A-5 report)
- 008-70041 — File No. (The SEC file number for OPTIMX SECURITIES LLC)
Key Players & Entities
- OPTIMX SECURITIES LLC (company) — Filer of the X-17A-5 report
- SEC (company) — Regulatory body requiring the filing
- 0001721271 (company) — CIK of OPTIMX SECURITIES LLC
- 352581389 (company) — EIN of OPTIMX SECURITIES LLC
FAQ
What type of report did OPTIMX SECURITIES LLC file on March 24, 2026?
OPTIMX SECURITIES LLC filed an X-17A-5 - FOCUS Report, which included their 2025 AUDIT REPORT, on March 24, 2026, as indicated by the 'Form X-17A-5' and 'OPTIMX SECURITIES LLC 2025 AUDIT REPORT' documents.
What period does this specific X-17A-5 filing cover for OPTIMX SECURITIES LLC?
This X-17A-5 filing for OPTIMX SECURITIES LLC covers the period ending December 31, 2025, as stated under 'Period of Report 2025-12-31'.
Filing Stats: 361 words · 1 min read · ~1 pages · Grade level 14.7 · Accepted 2026-03-24 11:56:36
Filing Documents
- primary_doc.html (X-17A-5)
- primary_doc.xml (X-17A-5) — 2KB
- 2025auditoptimx-.pdf (FULL) — 9743KB
- 0001721271-26-000001.txt ( ) — 13395KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No X-17A-5: A. Registrant Identification Name of Firm OPTIMX SECURITIES LLC Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 101 FRANKLIN STREET SUITE 4 CONNECTICUT Mailing Zip/ Portal Code 06880 Name and Telephone Number of Person to Contact in Regard to this Report Name David Barnett Telephone Number 917-608-8969 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Cropper Accountancy Corporation Address 1 2700 Ygnacio Valley Rd., Suite 270 CALIFORNIA Mailing Zip/ Postal Code 94598 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , David Barnett, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of OPTIMX SECURITIES LLC, as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature David Barnett Title Chief Executive Officer