PLANNED FINANCIAL PROGRAMS Files Routine X-17A-5 FOCUS Report

TL;DR

**PLANNED FINANCIAL PROGRAMS just filed its annual financial check-up with the SEC, business as usual.**

AI Summary

PLANNED FINANCIAL PROGRAMS, INC. (CIK: 0000078981) filed an X-17A-5 form, also known as a FOCUS Report, on March 24, 2026, for the period ending December 31, 2025. This filing is a routine annual report for broker-dealers, providing financial and operational information to the SEC. For investors, this matters because it confirms the company is meeting its regulatory obligations, which is a basic requirement for maintaining its operational license and financial stability.

Why It Matters

This filing indicates PLANNED FINANCIAL PROGRAMS, INC. is complying with its annual regulatory reporting requirements, which is crucial for its continued operation as a broker-dealer.

Risk Assessment

Risk Level: low — This is a standard, routine regulatory filing and does not inherently indicate new risks or opportunities.

Analyst Insight

Investors should view this as a routine compliance filing, indicating the company is meeting its basic regulatory obligations. No immediate investment action is suggested by this specific filing alone.

Key Numbers

• 0000078981 — CIK (Unique identifier for PLANNED FINANCIAL PROGRAMS, INC. with the SEC.)
• 2026-03-24 — Filing Date (The date the X-17A-5 report was submitted and accepted by the SEC.)
• 2025-12-31 — Period of Report (The financial period covered by this X-17A-5 filing.)
• 008-05727 — File No. (The specific file number assigned to this company's registration under the Securities Exchange Act of 1934.)
• 113085575 — EIN (The Employer Identification Number for PLANNED FINANCIAL PROGRAMS, INC.)

Key Players & Entities

• PLANNED FINANCIAL PROGRAMS, INC. (company) — the filer of the X-17A-5 form
• 0000078981 (company) — the Central Index Key (CIK) for PLANNED FINANCIAL PROGRAMS, INC.
• 2026-03-24 (date) — the filing date and acceptance date of the X-17A-5
• 2025-12-31 (date) — the period of report for the X-17A-5 filing
• 734 WALT WHITMAN ROAD MELVILLE NY 11747-2216 (company) — the mailing and business address of PLANNED FINANCIAL PROGRAMS, INC.

FAQ

Filing Documents

• primary_doc.html (X-17A-5)
• primary_doc.xml (X-17A-5) — 2KB
• pfppublic2025_1.pdf (FULL) — 3176KB
• 0000078981-26-000001.txt ( ) — 4373KB

From the Filing

Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number:  3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes   No X-17A-5: A. Registrant Identification Name of Firm PLANNED FINANCIAL PROGRAMS, INC. Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 734 WALT WHITMAN ROAD NEW YORK Mailing Zip/ Portal Code 11747-2216 Name and Telephone Number of Person to Contact in Regard to this Report Name Robert Hock Telephone Number 6314238800 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Jennifer Wray CPA LLC Address 1 800 Bonaventure Way Ste 168 TEXAS Mailing Zip/ Postal Code 77479 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Robert Hock, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of PLANNED FINANCIAL PROGRAMS, INC., as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Robert Hock Title President

View Full Filing

View this X-17A-5 filing on SEC EDGAR