AUERBACH GRAYSON Files Annual FOCUS Report for 2025
| Field | Detail |
|---|---|
| Company | Auerbach Grayson &Amp; Company LLC |
| Form Type | X-17A-5 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, annual-report, broker-dealer, compliance
TL;DR
**AUERBACH GRAYSON just dropped its 2025 annual financial report, standard stuff for broker-dealers.**
AI Summary
AUERBACH GRAYSON & COMPANY LLC, a New York-based financial firm, filed its X-17A-5 FOCUS Report on March 24, 2026, covering the period ending December 31, 2025. This filing, which includes an audit report, is a routine annual financial disclosure required by the SEC for broker-dealers. For investors, this matters because it provides transparency into the firm's financial health and operational compliance, which is crucial for assessing the stability and trustworthiness of a company in the financial services sector.
Why It Matters
This filing provides a public snapshot of AUERBACH GRAYSON & COMPANY LLC's financial condition and operational compliance, which is essential for regulators and investors to assess the firm's stability.
Risk Assessment
Risk Level: low — This is a routine, mandatory annual filing for broker-dealers and does not inherently indicate new risks or opportunities.
Analyst Insight
Investors should note this routine filing as a confirmation of ongoing regulatory compliance, but it doesn't provide new actionable financial data without reviewing the detailed audit report (agco2025pub.pdf).
Key Numbers
- 2025-12-31 — Period of Report (The fiscal year-end covered by this financial filing)
- 2026-03-24 — Filing Date (The date the X-17A-5 report was submitted to the SEC)
- 0000891197 — CIK (Central Index Key for AUERBACH GRAYSON & COMPANY LLC)
Key Players & Entities
- AUERBACH GRAYSON & COMPANY LLC (company) — Filer of the X-17A-5 report
- SEC (company) — Regulatory body requiring the filing
- New York (company) — Business address location
- Delaware (company) — State of incorporation
FAQ
What type of document is 'agco2025pub.pdf' included in this filing?
The document 'agco2025pub.pdf' is described as 'AGCO PUBLIC AUDIT 2025', indicating it is the full public audit report for AUERBACH GRAYSON & COMPANY LLC for the year 2025.
What is the primary purpose of an X-17A-5 filing?
The X-17A-5 filing, also known as a FOCUS Report, is a mandatory annual financial and operational report submitted by broker-dealers to the SEC to ensure compliance with financial responsibility rules.
Filing Stats: 369 words · 1 min read · ~1 pages · Grade level 15 · Accepted 2026-03-24 09:10:54
Filing Documents
- primary_doc.html (X-17A-5)
- primary_doc.xml (X-17A-5) — 2KB
- agco2025pub.pdf (FULL) — 1282KB
- 0000891197-26-000004.txt ( ) — 1770KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No X-17A-5: A. Registrant Identification Name of Firm AUERBACH GRAYSON & COMPANY LLC Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 20W 55TH STREET Address 2 4TH FLOOR NEW YORK Mailing Zip/ Portal Code 10019 Name and Telephone Number of Person to Contact in Regard to this Report Name Michael Hewitt Telephone Number 212-453-3591 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Ryan & Juraska LLP Address 1 141 W Jackson Blvd Address 2 # 2250 ILLINOIS Mailing Zip/ Postal Code 60604 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Nikhil Bhatnagar, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of AUERBACH GRAYSON & COMPANY LLC, as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Nikhil Bhatnagar Title CEO