PROFINANCIAL Files X-17A-5 FOCUS Report for Dec 2025 Period
| Field | Detail |
|---|---|
| Company | Profinancial, Inc. |
| Form Type | X-17A-5 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, broker-dealer, financial-report, compliance
TL;DR
**PROFINANCIAL just filed its annual broker-dealer financial report, showing its regulatory health as of Dec 2025.**
AI Summary
PROFINANCIAL, INC. filed its X-17A-5 FOCUS Report on March 24, 2026, for the period ending December 31, 2025. This filing, required by the SEC, provides a snapshot of the company's financial health and operational compliance as a broker-dealer. For investors, this matters because it offers transparency into the firm's regulatory standing and financial stability, which are crucial for a company operating in the financial services sector.
Why It Matters
This filing provides a regulatory snapshot of PROFINANCIAL, INC.'s financial condition and operational compliance, which is vital for assessing the stability of a financial services company.
Risk Assessment
Risk Level: low — This is a routine regulatory filing for a broker-dealer and does not inherently indicate new risks, but rather provides transparency.
Analyst Insight
An investor should review the full PDF document (Profinancial_Dec_2025_SOFC.pdf) to understand the detailed financial statements and compliance information, as this summary only indicates the filing occurred.
Key Numbers
- 2025-12-31 — Period of Report (the fiscal year-end covered by the X-17A-5 filing)
- 2026-03-24 — Filing Date (the date PROFINANCIAL, INC. submitted the X-17A-5 report)
- 008-32026 — File No. (the SEC file number for PROFINANCIAL, INC.)
Key Players & Entities
- PROFINANCIAL, INC. (company) — the filer of the X-17A-5 report
- SEC (company) — the regulatory body requiring the filing
- 0000747594 (company) — the CIK of PROFINANCIAL, INC.
FAQ
What type of filing is this and what does it cover?
This is an X-17A-5 filing, also known as a FOCUS Report, which is a regulatory filing for broker-dealers. It covers the financial and operational condition of PROFINANCIAL, INC. for the period ending December 31, 2025.
When was this specific X-17A-5 report filed and accepted by the SEC?
The X-17A-5 report for PROFINANCIAL, INC. was filed and accepted by the SEC on March 24, 2026, at 09:41:54.
Filing Stats: 367 words · 1 min read · ~1 pages · Grade level 13.7 · Accepted 2026-03-24 09:41:54
Filing Documents
- primary_doc.html (X-17A-5)
- primary_doc.xml (X-17A-5) — 2KB
- Profinancial_Dec_2025_SOFC.pdf (FULL) — 721KB
- 0000747594-26-000002.txt ( ) — 988KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 05-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No X-17A-5: A. Registrant Identification Name of Firm PROFINANCIAL, INC. Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 120 WALL STREET Address 2 25TH FLR NEW YORK Mailing Zip/ Portal Code 10005 Name and Telephone Number of Person to Contact in Regard to this Report Name Jarred Beckerman Telephone Number 2123333315 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Fulvio & Associates, LLP Address 1 5 West 37th St Address 2 4th Floor NEW YORK Mailing Zip/ Postal Code 10018 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Jarred Beckerman, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of PROFINANCIAL, INC., as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Jarred Beckerman Title Principal Financial Officer