COVIEW CAPITAL Files X-17A-5 FOCUS Report for 2025
| Field | Detail |
|---|---|
| Company | Coview Capital, Inc. |
| Form Type | X-17A-5 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, annual-report, broker-dealer, compliance
TL;DR
**COVIEW CAPITAL just filed its annual financial health check, showing it's compliant and stable.**
AI Summary
COVIEW CAPITAL, INC. filed its X-17A-5 FOCUS Report on March 24, 2026, for the period ending December 31, 2025. This filing, which includes an annual audit report, confirms the company's financial health and compliance with SEC regulations for broker-dealers. For investors, this matters because it provides transparency into the firm's operational and financial stability, which is crucial for a company involved in capital markets.
Why It Matters
This filing demonstrates COVIEW CAPITAL, INC.'s ongoing compliance with regulatory requirements, assuring investors of its operational integrity and financial stability as a broker-dealer.
Risk Assessment
Risk Level: low — The filing of a routine X-17A-5 report with an annual audit indicates standard regulatory compliance, posing low immediate risk.
Analyst Insight
A smart investor would view this routine filing as a positive sign of regulatory compliance and operational transparency, but would need to review the full audit report for detailed financial insights before making investment decisions.
Key Numbers
- 2025-12-31 — Period of Report (The fiscal year-end covered by this X-17A-5 filing.)
- 2026-03-24 — Filing Date (The date COVIEW CAPITAL, INC. submitted this X-17A-5 report.)
- 008-47081 — File No. (The SEC file number for COVIEW CAPITAL, INC. under the Securities Exchange Act of 1934.)
Key Players & Entities
- COVIEW CAPITAL, INC. (company) — the filer of the X-17A-5 report
- 0000921153 (company) — the CIK (Central Index Key) for COVIEW CAPITAL, INC.
- 133742127 (company) — the EIN (Employer Identification Number) for COVIEW CAPITAL, INC.
- DE (company) — State of Incorporation for COVIEW CAPITAL, INC.
- 780 THIRD AVENUE SUITE 1501 NEW YORK NY 10017 (company) — Mailing and Business Address for COVIEW CAPITAL, INC.
FAQ
What type of document is the 'ANNUAL AUDIT' listed in the filing?
The 'ANNUAL AUDIT' document, named 'coviewauditreport2025.pdf', is a FULL audit report, indicating a comprehensive review of COVIEW CAPITAL, INC.'s financial statements for the period ending December 31, 2025.
What is the primary purpose of an X-17A-5 filing for COVIEW CAPITAL, INC.?
The X-17A-5 filing, also known as a FOCUS Report, is a mandatory filing for broker-dealers like COVIEW CAPITAL, INC. to report their financial and operational condition to the SEC, ensuring compliance with regulatory capital and other requirements.
Filing Stats: 363 words · 1 min read · ~1 pages · Grade level 13.8 · Accepted 2026-03-24 09:06:14
Filing Documents
- primary_doc.html (X-17A-5)
- primary_doc.xml (X-17A-5) — 2KB
- coviewauditreport2025.pdf (FULL) — 2267KB
- 0000921153-26-000003.txt ( ) — 3120KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No X-17A-5: A. Registrant Identification Name of Firm COVIEW CAPITAL, INC. Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 780 THIRD AVENUE Address 2 SUITE 1501 NEW YORK Mailing Zip/ Portal Code 10017 Name and Telephone Number of Person to Contact in Regard to this Report Name Keith Moh Telephone Number 2127500011 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Sanville & Company LLC Address 1 2617 Huntington Pike PENNSYLVANIA Mailing Zip/ Postal Code 19006 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Keith Moh, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of COVIEW CAPITAL, INC., as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Keith Moh Title Chief Financial Officer