ACP Securities Files X-17A-5 FOCUS Report for 2025 Year-End

TL;DR

**ACP Securities just dropped its 2025 year-end financial report, giving us a peek at their books.**

AI Summary

ACP SECURITIES, LLC, a Florida-incorporated company, filed its X-17A-5 FOCUS Report on March 25, 2026, for the period ending December 31, 2025. This filing, required by the SEC, provides a detailed financial snapshot of the broker-dealer's operations, including its assets, liabilities, and capital. For investors, this matters because it offers transparency into the firm's financial health and regulatory compliance, which is crucial for assessing the stability and trustworthiness of a company in the financial services sector.

Why It Matters

This filing provides a crucial look into ACP SECURITIES, LLC's financial stability and regulatory compliance, which is essential for investors to gauge the firm's operational health and risk profile.

Risk Assessment

Risk Level: low — This is a routine regulatory filing, not indicative of immediate financial distress or significant new risks.

Analyst Insight

Investors should review the full X-17A-5 document (acpfs25.pdf) for detailed financial statements to assess the firm's capital adequacy and operational health, as this summary only provides filing metadata.

Key Numbers

• 2025-12-31 — Period of Report (The financial data in the filing covers up to this date.)
• 2026-03-25 — Filing Date (The date the X-17A-5 report was submitted to the SEC.)
• 008-67185 — File Number (The specific identification number for this filing with the SEC.)
• 1231 — Fiscal Year End (ACP SECURITIES, LLC's fiscal year ends on December 31st.)

Key Players & Entities

• ACP SECURITIES, LLC (company) — the filer of the X-17A-5 report
• SEC (company) — the regulatory body requiring the filing
• Florida (company) — state of incorporation for ACP SECURITIES, LLC
• 0001347122 (person) — CIK for ACP SECURITIES, LLC
• 760804885 (person) — EIN for ACP SECURITIES, LLC

Forward-Looking Statements

• ACP SECURITIES, LLC will continue to file its X-17A-5 reports annually as required by the SEC. (ACP SECURITIES, LLC) — high confidence, target: 2027-03-31

FAQ

Filing Documents

• primary_doc.html (X-17A-5)
• primary_doc.xml (X-17A-5) — 2KB
• acpfs25.pdf (FULL) — 10274KB
• 0001347122-26-000001.txt ( ) — 13507KB

From the Filing

Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number:  3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes   No X-17A-5: A. Registrant Identification Name of Firm ACP SECURITIES, LLC Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 1200 BRICKELL AVENUE Address 2 SUITE 1700 FLORIDA Mailing Zip/ Portal Code 33131 Name and Telephone Number of Person to Contact in Regard to this Report Name Robert Gilman Telephone Number 561-771-0036 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Salberg & Company, PA Address 1 2617 Huntingdon Pike PENNSYLVANIA Mailing Zip/ Postal Code 19006 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Esteban Endere, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of ACP SECURITIES, LLC, as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Esteban Endere Title Managing Member

View Full Filing

View this X-17A-5 filing on SEC EDGAR