TRIUMPH CAPITAL MARKETS Files X-17A-5 for 2025 Year-End

TL;DR

**TRIUMPH CAPITAL MARKETS just filed its annual financial report, giving a peek into its 2025 health.**

AI Summary

TRIUMPH CAPITAL MARKETS, LLC filed its X-17A-5 report on March 24, 2026, covering the period ending December 31, 2025. This filing, required by the SEC, provides a detailed financial snapshot of the broker-dealer's operations, including its assets, liabilities, and operational results. For investors, this matters because it offers transparency into the firm's financial health and regulatory compliance, which is crucial for assessing the stability and trustworthiness of a company in the financial services sector.

Why It Matters

This filing provides a crucial look into the financial health and regulatory compliance of TRIUMPH CAPITAL MARKETS, LLC, offering transparency essential for investors to evaluate the company's stability.

Risk Assessment

Risk Level: low — This is a routine regulatory filing, indicating compliance rather than an immediate risk or opportunity.

Analyst Insight

Investors should view this filing as a routine compliance update, confirming the company's adherence to SEC regulations. Further analysis would require reviewing the detailed financial statements within the 'triumph25public.pdf' document to assess specific financial health metrics.

Key Numbers

• 2025-12-31 — Period of Report (The end date of the financial period covered by this X-17A-5 filing.)
• 2026-03-24 — Filing Date (The date the X-17A-5 report was officially filed with the SEC.)
• 008-71147 — File No. (The specific file number assigned by the SEC for this company's filings under the Act 34.)
• 312-586-2870 — Business Phone Number (The primary contact number for TRIUMPH CAPITAL MARKETS, LLC.)

Key Players & Entities

• TRIUMPH CAPITAL MARKETS, LLC (company) — the filer of the X-17A-5 report
• SEC (company) — the regulatory body requiring the filing
• 0001992183 (person) — the CIK (Central Index Key) for TRIUMPH CAPITAL MARKETS, LLC
• 931657981 (person) — the EIN (Employer Identification Number) for TRIUMPH CAPITAL MARKETS, LLC
• DE (company) — the State of Incorporation for TRIUMPH CAPITAL MARKETS, LLC

Forward-Looking Statements

• TRIUMPH CAPITAL MARKETS, LLC will continue to file its X-17A-5 reports annually, maintaining regulatory compliance. (TRIUMPH CAPITAL MARKETS, LLC) — high confidence, target: 2027-03-31

FAQ

Filing Documents

• primary_doc.html (X-17A-5)
• primary_doc.xml (X-17A-5) — 2KB
• triumph25public.pdf (FULL) — 3906KB
• 0001992183-26-000001.txt ( ) — 5269KB

From the Filing

Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number:  3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes   No X-17A-5: A. Registrant Identification Name of Firm TRIUMPH CAPITAL MARKETS, LLC Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 150 NORTH RIVERSIDE PLAZA Address 2 SUITE 5200 ILLINOIS Mailing Zip/ Portal Code 60606 Name and Telephone Number of Person to Contact in Regard to this Report Name KEVIN GIBBONS Telephone Number 312 874 7249 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name FORVIS MAZARS, LLP Address 1 60 Crossways Park Drive West, Suite 301 NEW YORK Mailing Zip/ Postal Code Woodbury Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , KEVIN GIBBONS, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of TRIUMPH CAPITAL MARKETS, LLC, as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature KEVIN GIBBONS Title Chief Executive Officer

View Full Filing

View this X-17A-5 filing on SEC EDGAR