FDX CAPITAL LLC Files X-17A-5 FOCUS Report for YE 2025
| Field | Detail |
|---|---|
| Company | Fdx Capital LLC |
| Form Type | X-17A-5 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, broker-dealer, compliance, financial-report
TL;DR
**FDX CAPITAL LLC just dropped its year-end 2025 financial compliance report, showing regulatory health.**
AI Summary
FDX CAPITAL LLC filed its X-17A-5 FOCUS Report on March 24, 2026, for the period ending December 31, 2025. This filing, required by the SEC, provides a snapshot of the broker-dealer's financial health and operational compliance. For investors, this matters because it offers transparency into the company's regulatory standing and financial stability, which is crucial for assessing the risk associated with any potential investment or ongoing relationship with FDX CAPITAL LLC.
Why It Matters
This filing provides a regulatory snapshot of FDX CAPITAL LLC's financial condition and operational compliance, which is essential for investors to gauge the company's stability and adherence to SEC rules.
Risk Assessment
Risk Level: low — The filing itself is a routine regulatory compliance document and does not inherently indicate new risks, but rather provides data for risk assessment.
Analyst Insight
A smart investor would review the full 'fdxpublic.pdf' document linked in the filing to analyze FDX CAPITAL LLC's detailed financial statements and operational metrics for the period ending December 31, 2025, to assess its financial health and regulatory compliance.
Key Numbers
- 2025-12-31 — Period of Report (The financial period covered by this X-17A-5 filing.)
- 2026-03-24 — Filing Date (The date FDX CAPITAL LLC submitted the X-17A-5 report to the SEC.)
- 008-65170 — File No. (The SEC file number for FDX CAPITAL LLC, indicating its registration as a broker-dealer.)
Key Players & Entities
- FDX CAPITAL LLC (company) — the filer of the X-17A-5 report
- SEC (company) — the regulatory body requiring the filing
- Provident Group (company) — c/o for FDX CAPITAL LLC's mailing and business address
FAQ
What is the purpose of FDX CAPITAL LLC's X-17A-5 filing?
The X-17A-5 is a FOCUS Report, a mandatory filing for broker-dealers like FDX CAPITAL LLC, providing the SEC with a detailed financial and operational statement for the period ending December 31, 2025, to ensure regulatory compliance and financial stability.
When was this specific X-17A-5 report filed and what period does it cover?
This X-17A-5 report was filed on March 24, 2026, and covers the period ending December 31, 2025, as indicated by the 'Filing Date' and 'Period of Report' in the document.
Filing Stats: 364 words · 1 min read · ~1 pages · Grade level 14.9 · Accepted 2026-03-24 11:56:34
Filing Documents
- primary_doc.html (X-17A-5)
- primary_doc.xml (X-17A-5) — 2KB
- fdxpublic.pdf (FULL) — 192KB
- 0001166453-26-000002.txt ( ) — 268KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No X-17A-5: A. Registrant Identification Name of Firm FDX CAPITAL LLC Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 515 MADISON AVENUE, 24TH FLOOR NEW YORK Mailing Zip/ Portal Code 10022 Name and Telephone Number of Person to Contact in Regard to this Report Name Elizabeth Smith Telephone Number 516 782-1466 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Michael Coglianese CPA PC Address 1 1300 Tri State International Suite 180 ILLINOIS Mailing Zip/ Postal Code 60069 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Kevin R Greene, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of FDX CAPITAL LLC, as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Kevin R Greene Title Chairman