BURNHAM & FLOWER Files Routine X-17A-5 FOCUS Report for 2025
| Field | Detail |
|---|---|
| Company | Burnham &Amp; Flower Financial, Inc. |
| Form Type | X-17A-5 |
| Filed Date | Mar 23, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, compliance, annual-report
TL;DR
**BURNHAM & FLOWER just filed its annual regulatory report, showing it's playing by the rules.**
AI Summary
This X-17A-5 filing from BURNHAM & FLOWER FINANCIAL, INC. (CIK: 0001144259) is a FOCUS Report for the period ending December 31, 2025, filed on March 23, 2026. This routine annual report provides financial and operational information required by the SEC for broker-dealers. For investors, this filing is important because it confirms the company is meeting its regulatory obligations, which is a baseline indicator of financial health and operational compliance, reducing the risk of future regulatory penalties or operational disruptions that could negatively impact stock value.
Why It Matters
This filing confirms BURNHAM & FLOWER FINANCIAL, INC. is meeting its annual regulatory reporting requirements, which is a basic but crucial indicator of operational compliance and financial transparency.
Risk Assessment
Risk Level: low — This is a routine compliance filing and does not indicate any immediate financial risk or opportunity, but rather confirms ongoing regulatory adherence.
Analyst Insight
A smart investor would view this as a routine compliance update, confirming the company's adherence to regulatory requirements, but it provides no new financial performance data to act upon directly. It's a 'no news is good news' situation.
Key Numbers
- 2025-12-31 — Period of Report (The end date of the financial period covered by this X-17A-5 filing.)
- 2026-03-23 — Filing Date (The date the X-17A-5 report was submitted to the SEC.)
- 008-53389 — File No. (The specific file number assigned by the SEC for this company's registration under the Exchange Act.)
Key Players & Entities
- BURNHAM & FLOWER FINANCIAL, INC. (company) — the filer of the X-17A-5 report
- SEC (company) — the regulatory body requiring the filing
- 0001144259 (person) — the CIK (Central Index Key) for BURNHAM & FLOWER FINANCIAL, INC.
- 383432334 (person) — the EIN (Employer Identification Number) for BURNHAM & FLOWER FINANCIAL, INC.
FAQ
What type of filing is this and what does it cover?
This is an X-17A-5 filing, specifically a FOCUS Report, which covers the financial and operational condition of BURNHAM & FLOWER FINANCIAL, INC. for the period ending December 31, 2025.
When was this report filed and accepted by the SEC?
The report was filed and accepted by the SEC on March 23, 2026, at 16:45:18.
Filing Stats: 366 words · 1 min read · ~1 pages · Grade level 13 · Accepted 2026-03-23 16:45:18
Filing Documents
- primary_doc.html (X-17A-5)
- primary_doc.xml (X-17A-5) — 2KB
- 53389_bff2025.pdf (FULL) — 1289KB
- 0001144259-26-000004.txt ( ) — 1778KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No X-17A-5: A. Registrant Identification Name of Firm BURNHAM & FLOWER FINANCIAL, INC. Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 315 SOUTH KALAMAZOO MALL MICHIGAN Mailing Zip/ Portal Code 49007 Name and Telephone Number of Person to Contact in Regard to this Report Name Amber Howes Telephone Number 269-341-4835 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Sanville & Company, LLC Address 1 325 N. St. Paul Street Address 2 Suite 3100 TEXAS Mailing Zip/ Postal Code 75201 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Amber Howes, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of BURNHAM & FLOWER FINANCIAL, INC., as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Amber Howes Title Vice President