Mediobanca Securities USA LLC Files Annual X-17A-5 Report for 2025

TL;DR

**Mediobanca Securities USA LLC just dropped its 2025 annual financial report, showing its regulatory compliance and financial status.**

AI Summary

Mediobanca Securities USA LLC filed its annual X-17A-5 report on March 23, 2026, covering the period ending December 31, 2025. This filing includes their audited financial statements and an exemption report, which are crucial for assessing the firm's financial health and compliance with SEC regulations. For investors, this matters because it provides transparency into the operational and financial stability of Mediobanca Securities USA LLC, a key indicator of its ability to manage client assets and maintain regulatory standing.

Why It Matters

This filing offers a transparent look into Mediobanca Securities USA LLC's financial health and regulatory compliance, which is vital for clients and investors to gauge the firm's reliability.

Risk Assessment

Risk Level: low — This is a routine annual compliance filing, indicating standard regulatory transparency rather than immediate risk.

Analyst Insight

A smart investor would review the 'MEDIOBANCA SECURITIES AUDITED FINANCIAL STATEMENTS 12-31-2025.pdf' and 'MEDIOBANCA SECURITIES EXEMPTION REPORT 12-31-2025.pdf' documents within this filing to understand the firm's financial health and regulatory compliance before making any investment decisions related to the firm or its services.

Key Numbers

• 2025-12-31 — Period of Report (The date the financial statements and exemption report cover.)
• 2026-03-23 — Filing Date (The date the X-17A-5 report was officially filed with the SEC.)
• 008-67538 — File No. (The specific file number assigned by the SEC for this registrant.)
• 3 — Number of Documents (The total number of documents included in this specific filing.)

Key Players & Entities

• MEDIOBANCA SECURITIES USA LLC (company) — the filer of the X-17A-5 report
• SEC (company) — the regulatory body receiving the filing
• 0001388353 (company) — the CIK (Central Index Key) for Mediobanca Securities USA LLC
• 1450 BROADWAY 37TH FLOOR NEW YORK NY 10018 (company) — the business and mailing address of Mediobanca Securities USA LLC

Forward-Looking Statements

• Mediobanca Securities USA LLC will continue to file its annual X-17A-5 reports in a timely manner. (MEDIOBANCA SECURITIES USA LLC) — high confidence, target: 2027-03-31

FAQ

Filing Documents

• primary_doc.html (X-17A-5)
• primary_doc.xml (X-17A-5) — 2KB
• mediobancasecsaudit12.31.25.pdf (FULL) — 670KB
• mediobancaexemption12.31.25.pdf (FULL) — 225KB
• 0001388353-26-000003.txt ( ) — 1236KB

From the Filing

Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number:  3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 07-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes   No X-17A-5: A. Registrant Identification Name of Firm MEDIOBANCA SECURITIES USA LLC Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 1450 BROADWAY Address 2 37TH FLOOR NEW YORK Mailing Zip/ Portal Code 10018 Name and Telephone Number of Person to Contact in Regard to this Report Name Louis Almerini Telephone Number 7328094819 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name COHNREZNICK LLP Address 1 1301 AVENUE OF THE AMERICAS NEW YORK Mailing Zip/ Postal Code 10019 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Louis Almerini, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of MEDIOBANCA SECURITIES USA LLC, as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Louis Almerini Title Financial and Operations Principal

View Full Filing

View this X-17A-5 filing on SEC EDGAR