MCNALLY CAPITAL Files X-17A-5 for 2025 Period
| Field | Detail |
|---|---|
| Company | Mcnally Capital Securities, LLC |
| Form Type | X-17A-5 |
| Filed Date | Mar 23, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, broker-dealer, compliance, annual-report
TL;DR
**MCNALLY CAPITAL just filed its annual broker-dealer report, showing its 2025 financial health.**
AI Summary
MCNALLY CAPITAL SECURITIES, LLC filed its X-17A-5 report on March 23, 2026, for the period ending December 31, 2025. This filing, required by the SEC, provides a snapshot of the broker-dealer's financial health and operational compliance. For investors, this matters because it offers transparency into the firm's regulatory adherence and financial stability, which is crucial for assessing the safety of their investments or partnerships with the company.
Why It Matters
This filing provides a regulatory snapshot of MCNALLY CAPITAL SECURITIES, LLC's financial and operational health, which is essential for investors to gauge the firm's stability and compliance.
Risk Assessment
Risk Level: low — This is a routine regulatory filing and does not inherently indicate new risks, but rather provides transparency into existing operations.
Analyst Insight
Investors should note the timely filing of this routine regulatory document, which indicates MCNALLY CAPITAL SECURITIES, LLC is maintaining its compliance obligations. Further analysis would require reviewing the detailed financial statements within the 'Report2025.pdf' document to assess the firm's actual financial health.
Key Numbers
- 2025-12-31 — Period of Report (Indicates the financial period covered by the X-17A-5 filing, showing the firm's status at year-end 2025.)
- 2026-03-23 — Filing Date (The date the report was submitted to the SEC, confirming timely regulatory compliance.)
Key Players & Entities
- MCNALLY CAPITAL SECURITIES, LLC (company) — the filer of the X-17A-5 report
- 0001534871 (company) — the CIK (Central Index Key) for MCNALLY CAPITAL SECURITIES, LLC
- 2025-12-31 (date) — the period end date for the report
- 2026-03-23 (date) — the filing date of the report
FAQ
What is the purpose of MCNALLY CAPITAL SECURITIES, LLC filing an X-17A-5 form?
The X-17A-5 form is a FOCUS Report, which is a financial and operational report required by the SEC for broker-dealers to ensure they are meeting capital, customer protection, and other regulatory requirements. MCNALLY CAPITAL SECURITIES, LLC filed this report for the period ending December 31, 2025, as mandated by Act 34.
When was this specific X-17A-5 filing submitted and what period does it cover?
This X-17A-5 filing by MCNALLY CAPITAL SECURITIES, LLC was submitted on March 23, 2026, and it covers the period ending December 31, 2025.
Filing Stats: 367 words · 1 min read · ~1 pages · Grade level 14.1 · Accepted 2026-03-23 18:31:39
Filing Documents
- primary_doc.html (X-17A-5)
- primary_doc.xml (X-17A-5) — 2KB
- Report2025.pdf (FULL) — 1142KB
- 0001534871-26-000003.txt ( ) — 1577KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5 OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No X-17A-5: A. Registrant Identification Name of Firm MCNALLY CAPITAL SECURITIES, LLC Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 151 N. FRANKLIN STREET Address 2 SUITE 2650 ILLINOIS Mailing Zip/ Portal Code 60606 Name and Telephone Number of Person to Contact in Regard to this Report Name Brian Lenart Telephone Number 708-624-1982 X-17A-5: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Davila Advisory LLC Address 1 10135 Manchester Road Address 2 Suite 206 MISSOURI Mailing Zip/ Postal Code 63122 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5: Signature Oath or Affirmation I , Brian Lenart, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of MCNALLY CAPITAL SECURITIES, LLC, as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Brian Lenart Title Chief Compliance Officer