SC 13G/A: AMERISERV FINANCIAL INC /PA/

AI Summary

SC 13G/A filing by AMERISERV FINANCIAL INC /PA/.

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.01 — me of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 0307

Filing Documents

• asfi1112246sc13ga4.htm (SC 13G/A) — 67KB
• 0001214659-24-018820.txt ( ) — 69KB

(a)

Item 1(a). NAME OF ISSUER The name of the issuer is AmeriServ Financial, Inc. (the “Company”).

(b)

Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES The Company’s principal executive offices are located at Main & Franklin Streets, P.O. Box 430, Johnstown, PA 15907-0430.

(a)

Item 2(a). NAME OF PERSON FILING This statement is filed by: (i) Tontine Financial Partners, L.P., a Delaware limited partnership (“TFP”) with respect to 1,572,987 shares of Common Stock directly owned by it; (ii) Tontine Management, L.L.C., a limited liability company organized under the laws of the State of Delaware (“TM”), which serves as general partner of TFP, with respect to the shares of Common Stock directly owned by TFP; and (iii) Jeffrey L. Gendell, a United to the shares of Common Stock directly owned by TFP. The foregoing persons are hereinafter sometimes collectively referred to as the “Reporting Persons.” Any disclosures herein with respect to persons other than the Reporting Persons are made on information and belief after making inquiry to the appropriate party.

(b)

Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE The address of the business office of each of the Reporting Persons is 1 Sound Shore Drive, Suite 304, Greenwich, CT 06830-7251.

(c)

Item 2(c). CITIZENSHIP See Item 2(a) above.

(d)

Item 2(d). TITLE OF CLASS OF SECURITIES Common Stock, par value $0.01 (the “Common Stock”).

(e)

Item 2(e). CUSIP NUMBER 03074A102 CUSIP No. 03074A102 13G/A Page 6 of 9 Pages Item 3. IF THIS STATEMENT IS FILED PURSUANT TO Rules 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) ¨ Broker or dealer registered under Section 15 of the Act; (b) ¨ Bank as defined in Section 3(a)(6) of the Act; (c) ¨ Insurance company as defined in Section 3(a)(19) of the Act; (d) ¨ Investment company registered under Section 8 of the Investment Company Act of 1940; (e) ¨ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) ¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) ¨ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) ¨ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) ¨ A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); (k) ¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: Not applicable . CUSIP No. 03074A102 13G/A Page 7 of 9 Pages Item 4. A. Tontine Financial Partners, L.P. (a) Amount beneficially owned: 1,572,987 (b) Percent of class: 9.52%. The percentages used herein and in the rest of this Schedule 13G/A are calculated based upon the 16,519,267 shares of Common Stock issued and outstanding at September 30, 2024, as set forth in Exhibit 99.1 to the Company’s Current Report on Form 8-K furnished to the Securities and Exchange Commission on October 22, 2024. (c) (i) Sole power to vote or direct the vote: -0- (ii) Shared power to vote or direct the vote: 1,572,987 (iii) Sole power to dispose or direct the dis

SIGNATURES

SIGNATURES After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. DATE: November 12, 2024 /s/ Jeffrey L. Gendell Jeffrey L. Gendell, individually, and as managing member of Tontine Management, L.L.C., for itself and as the general partner of Tontine Financial Partners, L.P.

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