Axos Financial Files 8-K for Reg FD Disclosure & Exhibits

Ticker: AX · Form: 8-K · Filed: Jan 31, 2024 · CIK: 1299709

Axos Financial, Inc. 8-K Filing Summary
FieldDetail
CompanyAxos Financial, Inc. (AX)
Form Type8-K
Filed DateJan 31, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.01
Sentimentneutral

Complexity: simple

Sentiment: neutral

Topics: compliance, regulation-fd, corporate-governance

TL;DR

**Axos Financial just dropped an 8-K for transparency and compliance, nothing major.**

AI Summary

Axos Financial, Inc. filed an 8-K on January 31, 2024, primarily to disclose information under Regulation FD and to file financial statements and exhibits. This filing indicates that the company, formerly BofI Holding, Inc., is providing current information to the public, which is important for investors to stay informed about the company's ongoing operations and any material non-public information that might have been shared. For shareholders, this means the company is adhering to transparency requirements, which can build trust and provide timely updates on its financial health and strategic direction.

Why It Matters

This filing ensures Axos Financial, Inc. is transparent with investors, providing timely updates on any material information and maintaining compliance with SEC regulations. It helps investors make informed decisions by ensuring they have access to the latest disclosures.

Risk Assessment

Risk Level: low — This 8-K is a routine compliance filing and does not indicate any specific new risks or negative events for Axos Financial, Inc.

Analyst Insight

Investors should view this as a routine compliance update, confirming Axos Financial, Inc.'s adherence to SEC regulations. No immediate action is suggested based solely on this filing, but it's a good reminder to review any accompanying financial statements or exhibits if they were included.

Key Numbers

  • 001-37709 — Commission File Number (identifies Axos Financial, Inc. with the SEC)
  • 33-0867444 — IRS Employer Identification Number (identifies Axos Financial, Inc. for tax purposes)
  • 20040805 — Date of Name Change (when BofI Holding, Inc. changed its name)
  • $0.01 — par value per share (par value of Axos Financial, Inc. common stock)

Key Players & Entities

  • Axos Financial, Inc. (company) — the registrant filing the 8-K
  • BofI Holding, Inc. (company) — former name of Axos Financial, Inc.
  • January 31, 2024 (date) — date of earliest event reported and filing date
  • Delaware (company) — state of incorporation for Axos Financial, Inc.
  • New York Stock Exchange (company) — exchange where Axos Financial, Inc. common stock is registered

Forward-Looking Statements

  • Axos Financial, Inc. will continue to file routine compliance documents. (Axos Financial, Inc.) — high confidence, target: ongoing

FAQ

What is the primary purpose of this 8-K filing by Axos Financial, Inc.?

The primary purpose of this 8-K filing by Axos Financial, Inc. is to disclose information under Regulation FD and to file financial statements and exhibits, as indicated by 'ITEM INFORMATION: Regulation FD Disclosure' and 'ITEM INFORMATION: Financial Statements and Exhibits'.

When was the earliest event reported in this 8-K filing?

The earliest event reported in this 8-K filing was on January 31, 2024, as stated in the 'Date of Report (Date of earliest event reported): January 31, 2024' section.

What was the former name of Axos Financial, Inc.?

The former name of Axos Financial, Inc. was BofI Holding, Inc., as listed under 'FORMER COMPANY: FORMER CONFORMED NAME: BofI Holding, Inc.'.

On which stock exchange is Axos Financial, Inc.'s common stock traded?

Axos Financial, Inc.'s common stock, with the trading symbol AX, is registered on the New York Stock Exchange, as detailed under 'Name of each exchange on which registered'.

What is the business address and phone number of Axos Financial, Inc. as reported in this filing?

The business address of Axos Financial, Inc. is 9205 West Russell Road, Suite #400, Las Vegas, NV 89148, and its business phone number is (858) 649-2218, according to the 'BUSINESS ADDRESS' and 'BUSINESS PHONE' sections.

Filing Stats: 523 words · 2 min read · ~2 pages · Grade level 11.4 · Accepted 2024-01-31 16:04:08

Key Financial Figures

  • $0.01 — ange on which registered Common stock, $0.01 par value AX New York Stock Exchange

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure Axos Financial, Inc. (the "Registrant") will use the presentation provided in the Exhibits at investor meetings beginning on January 31, 2024 and during the next few months. This Form 8-K and the information attached below shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended ("Exchange Act"), or otherwise be subject to the liabilities of that section, nor shall it be incorporated by reference into a filing under the Securities Act of 1933, as amended ("Securities Act"), or the Exchange Act, except as expressly set forth by specific reference in such a filing. The information in the materials is presented as of January 31, 2024, and the Registrant does not assume any obligation to update such information in the future.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Description 99.1 Axos Financial, Inc. Presentation 99.2 Axos Financial, Inc. Presentation PDF 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Axos Financial, Inc. Date: January 31, 2024 By: /s/ Derrick K. Walsh Derrick K. Walsh EVP and Chief Financial Officer

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