American Century Amends Capitol Federal Financial Stake (13G/A)

Ticker: CFFN · Form: SC 13G/A · Filed: Jan 9, 2024 · CIK: 1490906

Complexity: simple

Sentiment: neutral

Topics: institutional-ownership, amendment, passive-investment

TL;DR

**American Century is still a big, passive holder of Capitol Federal Financial.**

AI Summary

American Century Investment Management Inc. filed an Amendment No. 16 to its Schedule 13G for Capitol Federal Financial, Inc. on January 9, 2024, reporting its ownership as of December 31, 2023. This filing indicates a passive investment position, meaning American Century does not intend to influence or control Capitol Federal Financial's management. This matters to investors because it confirms a significant institutional holder is maintaining its stake without signaling any activist intentions, which can be a sign of stability.

Why It Matters

This filing shows a major institutional investor, American Century, continues to hold a significant, but passive, stake in Capitol Federal Financial, Inc., which can reassure other investors about the stock's stability.

Risk Assessment

Risk Level: low — This is a routine amendment filing by a passive institutional investor, indicating no immediate change in investment strategy or significant risk.

Analyst Insight

Investors should note that a significant institutional holder, American Century, is maintaining a passive stake, suggesting no immediate catalyst for major price movement from this investor's actions. It's a routine update, not a signal for immediate buying or selling based on this filing alone.

Key Players & Entities

FAQ

What type of filing is this document?

This document is an SC 13G/A, which is an amendment to a Schedule 13G filing under the Securities Exchange Act of 1934.

Who is the filer of this SC 13G/A?

The filer of this SC 13G/A is American Century Investment Management Inc.

Which company's securities are the subject of this filing?

The subject company for this filing is Capitol Federal Financial, Inc.

What is the CUSIP number for the securities mentioned in the filing?

The CUSIP number for the Common Stock of Capitol Federal Financial, Inc. is 14057J101.

What was the 'Date of Event Which Requires Filing of this Statement'?

The 'Date of Event Which Requires Filing of this Statement' was December 31, 2023.

Filing Stats: 1,483 words · 6 min read · ~5 pages · Grade level 8.4 · Accepted 2024-01-09 11:12:09

Filing Documents

Ownership

Item 4. Ownership. Reference is made to Items 5-9 and 11 on the cover page of this filing.

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following .

Ownership of More than Five Percent on Behalf of Another Person

Item 6. Ownership of More than Five Percent on Behalf of Another Person. Various persons, including the investment companies and separate institutional investor accounts that American Century Investment Management, Inc. ("ACIM") serves as investment adviser, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities that are the subject of this schedule. Except as may be otherwise indicated if this is a joint filing, not more than 5% of the class of securities that is the subject of this schedule is owned by any one client advised by ACIM. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. See attached Exhibit A.

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group. Not applicable.

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group. Not applicable. Page 7 of 9 pages

Certification

Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated this 9th day of January, 2024. AMERICAN CENTURY CAPITAL PORTFOLIOS, INC. (ACCP) AMERICAN CENTURY INVESTMENT MANAGEMENT, INC. ("ACIM") AMERICAN CENTURY COMPANIES, INC. ("ACC") By s John Pak John Pak Senior Vice President, ACCP, ACIM and ACC STOWERS INSTITUTE FOR MEDICAL RESEARCH, solely in its capacity as control entity of ACC By s Richard W. Brown Richard W. Brown Chairman SCHEDULE 13G – To be included in statements filed pursuant to Rule 13d-1(b) or 13d-2(b). EXHIBIT A This Exhibit has been prepared to identify each subsidiary of American Century Companies, Inc. ("ACC"), which is controlled by the Stowers Institute for Medical Research, that is a beneficial owner of securities that are the subject of this schedule (the "Subject Securities"). American Century Investment Management, Inc. ("ACIM") is a wholly-owned subsidiary of ACC and an investment adviser registered under 203 of the Investment Advisers Act of 1940. Page 8 of 9 pages SCHEDULE 13G – To be included in statements filed pursuant to Rule 13d-1(b) or 13d-2(b) and Rule 13d-1(f) (1) Agreement. EXHIBIT B Each of the undersigned hereby agrees and consents to the execution and joint filing on its behalf by American Century Investment Management, Inc. of this Schedule 13G respecting the beneficial ownership of the securities which are the subject

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