Citizens Financial Confirms NYSE Listings for Common & Preferred Stock

Ticker: CFG-PI · Form: 8-K · Filed: Jan 18, 2024 · CIK: 759944

Citizens Financial Group Inc/Ri 8-K Filing Summary
FieldDetail
CompanyCitizens Financial Group Inc/Ri (CFG-PI)
Form Type8-K
Filed DateJan 18, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.01
Sentimentneutral

Complexity: simple

Sentiment: neutral

Topics: compliance, security-registration, exchange-listing

TL;DR

**Citizens Financial Group just confirmed its common and preferred stocks are still listed on the NYSE.**

AI Summary

CITIZENS FINANCIAL GROUP INC/RI filed an 8-K on January 18, 2024, to update its registered securities. The filing confirms that its Common Stock ($0.01 par value per share, trading symbol CFG), Series D Preferred Stock (CFG PrD), and Series E Preferred Stock (CFG PrE) are all registered on the New York Stock Exchange. This matters to investors because it reaffirms the company's compliance with exchange listing requirements, ensuring continued liquidity and transparency for these securities.

Why It Matters

This filing confirms the continued listing of Citizens Financial Group's securities on the NYSE, which is crucial for maintaining investor confidence and market liquidity.

Risk Assessment

Risk Level: low — This filing is a routine update confirming existing security registrations and does not introduce new risks.

Analyst Insight

Investors should view this as a routine compliance filing, confirming the continued market access and liquidity for Citizens Financial Group's listed securities. No immediate action is suggested based solely on this information.

Key Numbers

  • $0.01 — Common Stock Par Value (The par value per share for the company's common stock.)
  • 1/40th — Preferred Stock Interest (The fractional interest in a share of preferred stock represented by each depositary share for Series D and Series E.)

Key Players & Entities

  • CITIZENS FINANCIAL GROUP INC/RI (company) — the registrant
  • New York Stock Exchange (company) — the exchange where securities are registered
  • $0.01 (dollar_amount) — par value per share of common stock

FAQ

What is the purpose of this 8-K filing by CITIZENS FINANCIAL GROUP INC/RI?

The purpose of this 8-K filing, dated January 18, 2024, is to report 'Other Events' and 'Financial Statements and Exhibits,' specifically confirming the registration of its securities pursuant to Section 12(b) of the Securities Exchange Act of 1934.

Which specific securities of CITIZENS FINANCIAL GROUP INC/RI are mentioned as being registered in this filing?

The filing specifically mentions 'Common stock, $0.01 par value per share' (trading symbol CFG), 'Depositary Shares, each representing a 1/40th interest in a share of 6.350% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D' (trading symbol CFG PrD), and 'Depositary Shares, each representing a 1/40th interest in a share of Series E Preferred Stock' (trading symbol CFG PrE).

On which exchange are these securities registered?

All the mentioned securities – Common stock, Series D Preferred Stock, and Series E Preferred Stock – are registered on the New York Stock Exchange.

What is the trading symbol for the Common Stock of CITIZENS FINANCIAL GROUP INC/RI?

The trading symbol for the Common Stock of CITIZENS FINANCIAL GROUP INC/RI is CFG.

What is the par value per share for the Common Stock of CITIZENS FINANCIAL GROUP INC/RI?

The par value per share for the Common Stock of CITIZENS FINANCIAL GROUP INC/RI is $0.01.

Filing Stats: 486 words · 2 min read · ~2 pages · Grade level 10.3 · Accepted 2024-01-18 09:00:36

Key Financial Figures

  • $0.01 — ange on which registered Common stock, $0.01 par value per share CFG New York Stock

Filing Documents

01 Other Events

Item 8.01 Other Events. On January 17, 2024, Citizens Financial Group, Inc. (the "Company") announced its fourth quarter and full year 2023 earnings. The Company's earnings results and financial supplement are being filed as Exhibits 99.1 and 99.2, respectively.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. Exhibit Number Description (d) Exhibit 99.1 Citizens Financial Group, Inc. earnings results for fourth quarter and full year 20 23 Exhibit 99.2 Citizens Financial Group, Inc. financial supplement for fourth quarter and full year 2023 Exhibit 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CITIZENS FINANCIAL GROUP, INC. By: /s/ John F. Woods John F. Woods Vice Chair and Chief Financial Officer Date: January 18, 2024

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