CAPITAL SOUTHWEST Confirms Nasdaq Listings for Stock & 7.75% Notes
Ticker: CSWC · Form: 8-K · Filed: Jan 31, 2024 · CIK: 17313
| Field | Detail |
|---|---|
| Company | Capital Southwest Corp (CSWC) |
| Form Type | 8-K |
| Filed Date | Jan 31, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.25, $2.42 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, corporate-governance, securities-listing
TL;DR
**CSWC confirms its common stock and 7.75% Notes are listed on Nasdaq.**
AI Summary
CAPITAL SOUTHWEST CORPORATION filed an 8-K on January 31, 2024, to update its registered securities. The filing confirms that its Common Stock, with a $0.25 par value per share, and its 7.75% Notes due 2028 are both registered and traded on The Nasdaq Global Select Market under the symbols CSWC and CSWCZ, respectively. This matters to investors because it reaffirms the company's compliance with exchange listing requirements and provides clarity on where its securities can be traded, which is fundamental information for current and prospective shareholders.
Why It Matters
This filing confirms the official listing of CAPITAL SOUTHWEST CORPORATION's common stock and 7.75% Notes due 2028 on The Nasdaq Global Select Market, providing transparency and liquidity assurance for investors.
Risk Assessment
Risk Level: low — This filing is purely informational, confirming existing security listings, and does not introduce new financial risks or operational changes.
Analyst Insight
Investors should note this filing as a confirmation of the company's listed securities, ensuring they are aware of the correct trading symbols and exchange for CSWC's common stock and notes. No immediate action is required based on this informational filing.
Key Numbers
- $0.25 — par value per share (for Common Stock)
- 7.75% — interest rate (for Notes due 2028)
- 2028 — maturity year (for Notes)
Key Players & Entities
- CAPITAL SOUTHWEST CORPORATION (company) — the registrant filing the 8-K
- The Nasdaq Global Select Market (company) — the exchange where securities are registered
- $0.25 (dollar_amount) — par value per share of Common Stock
- 7.75% (dollar_amount) — interest rate of Notes due 2028
- 2028 (dollar_amount) — maturity year of the Notes
FAQ
What is the exact name of the registrant as specified in its charter?
The exact name of the registrant as specified in its charter is CAPITAL SOUTHWEST CORPORATION.
On what date was the earliest event reported in this 8-K filing?
The date of the earliest event reported in this 8-K filing was January 31, 2024.
What is the trading symbol for CAPITAL SOUTHWEST CORPORATION's Common Stock?
The trading symbol for CAPITAL SOUTHWEST CORPORATION's Common Stock is CSWC.
What is the par value per share for CAPITAL SOUTHWEST CORPORATION's Common Stock?
The par value per share for CAPITAL SOUTHWEST CORPORATION's Common Stock is $0.25.
What is the trading symbol for CAPITAL SOUTHWEST CORPORATION's 7.75% Notes due 2028?
The trading symbol for CAPITAL SOUTHWEST CORPORATION's 7.75% Notes due 2028 is CSWCZ.
Filing Stats: 531 words · 2 min read · ~2 pages · Grade level 11.2 · Accepted 2024-01-31 16:09:53
Key Financial Figures
- $0.25 — ange on Which Registered Common Stock, $0.25 par value per share CSWC The Nasdaq Glo
- $2.42 — in. The Company paid dividends totaling $2.42 per share that are attributable to the
Filing Documents
- cswc-20240131.htm (8-K) — 26KB
- ex9912023taxtreatment.htm (EX-99.1) — 10KB
- currentcswca28.jpg (GRAPHIC) — 12KB
- picture4.jpg (GRAPHIC) — 78KB
- 0000017313-24-000010.txt ( ) — 329KB
- cswc-20240131.xsd (EX-101.SCH) — 2KB
- cswc-20240131_def.xml (EX-101.DEF) — 16KB
- cswc-20240131_lab.xml (EX-101.LAB) — 30KB
- cswc-20240131_pre.xml (EX-101.PRE) — 16KB
- cswc-20240131_htm.xml (XML) — 4KB
01 Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure On January 31, 2024, Capital Southwest Corporation (the "Company") issued a press release announcing the tax treatment of its 2023 dividends, a copy of which has been furnished as Exhibit 99.1 hereto and is incorporated by reference herein. The Company paid dividends totaling $2.42 per share that are attributable to the tax year ended December 31, 2023, with 100.00% comprised of ordinary income. The information set forth under this Item 7.01, including Exhibit 99.1, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference into any filing made by the Company under the Securities Act of 1933, as amended, or the Exchange Act.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 99.1 Press Release Issued by Capital Southwest Corporation on January 31, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: January 31, 2024 By: /s/ Michael S. Sarner Name: Michael S. Sarner Title: Chief Financial Officer