EFSC Confirms Common Stock & Depositary Shares on Nasdaq

Ticker: EFSCP · Form: 8-K · Filed: Jan 30, 2024 · CIK: 1025835

Enterprise Financial Services Corp 8-K Filing Summary
FieldDetail
CompanyEnterprise Financial Services Corp (EFSCP)
Form Type8-K
Filed DateJan 30, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.01
Sentimentneutral

Complexity: simple

Sentiment: neutral

Topics: compliance, regulatory-filing, securities-registration

TL;DR

**EFSC just confirmed its stock and depositary shares are properly listed on Nasdaq.**

AI Summary

Enterprise Financial Services Corp (EFSC) filed an 8-K on January 30, 2024, to update its registered securities. The filing confirms that its Common Stock, with a par value of $0.01 per share, trades under the symbol EFSC on the Nasdaq Global Select Market, and its Depositary Shares are also registered. This matters to investors because it reaffirms the company's compliance with SEC regulations and the continued liquidity and transparency of its publicly traded securities.

Why It Matters

This filing ensures investors have accurate, up-to-date information about where EFSC's shares are traded, maintaining transparency and market access.

Risk Assessment

Risk Level: low — This filing is a routine update confirming existing security registrations and does not introduce new risks.

Analyst Insight

This filing is a standard compliance update. Smart investors would note the confirmed listing details but recognize it doesn't signal any immediate operational or financial changes for EFSC.

Key Numbers

  • $0.01 — Par Value per Share (The par value of Enterprise Financial Services Corp's Common Stock.)

Key Players & Entities

  • ENTERPRISE FINANCIAL SERVICES CORP (company) — the registrant filing the 8-K
  • Nasdaq Global Select Market (company) — the exchange where EFSC's Common Stock is registered
  • $0.01 (dollar_amount) — par value per share of Common Stock
  • January 30, 2024 (date) — date of earliest event reported and filing date

FAQ

What is the exact name of the registrant as specified in its charter?

The exact name of the registrant as specified in its charter is ENTERPRISE FINANCIAL SERVICES CORP.

On what date was the earliest event reported in this 8-K filing?

The date of the earliest event reported in this 8-K filing was January 30, 2024.

What is the trading symbol for Enterprise Financial Services Corp's Common Stock?

The trading symbol for Enterprise Financial Services Corp's Common Stock is EFSC.

Which exchange is Enterprise Financial Services Corp's Common Stock registered on?

Enterprise Financial Services Corp's Common Stock is registered on the Nasdaq Global Select Market.

Besides Common Stock, what other class of securities is mentioned as registered pursuant to Section 12(b) of the Act?

The filing also mentions Depositary Shares, Each Representing a 1/40, as another class of securities registered pursuant to Section 12(b) of the Act.

Filing Stats: 533 words · 2 min read · ~2 pages · Grade level 10.9 · Accepted 2024-01-30 17:08:45

Key Financial Figures

  • $0.01 — ich registered Common Stock, par value $0.01 per share EFSC Nasdaq Global Select Mar

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. Enterprise Financial Services Corp (the "Company") is presenting the materials attached to this report as Exhibit 99.1 in meetings with certain investors and analysts during the first quarter of 2024. Information contained in Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed filed for the purposes of the Securities Exchange Act of 1934, as amended, nor shall such information and Exhibit be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description 99.1 Exhibit materials being presented in meetings with certain investors and analysts. These materials are being furnished pursuant to Item 7.01 herein. 104 The cover page of this Current Report on Form 8-K, formatted in Inline XBRL.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ENTERPRISE FINANCIAL SERVICES CORP Date: January 30, 2024 By: /s/ Troy R. Dumlao Troy R. Dumlao Executive Vice President and Chief Accounting Officer

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