Gladstone Capital Registers Common Stock, 7.75% Notes on Nasdaq
Ticker: GLAD · Form: 8-K · Filed: Jan 9, 2024 · CIK: 1143513
| Field | Detail |
|---|---|
| Company | Gladstone Capital Corp (GLAD) |
| Form Type | 8-K |
| Filed Date | Jan 9, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, listing, debt, common-stock
TL;DR
**GLAD officially listed its common stock and 7.75% notes on Nasdaq.**
AI Summary
Gladstone Capital Corporation filed an 8-K on January 9, 2024, to register its Common Stock (GLAD) and 7.75% notes due 2028 (GLADZ) on The Nasdaq Stock Market LLC. This filing confirms the company's securities are properly listed and traded, which is important for investors as it ensures liquidity and transparency for their holdings in Gladstone Capital.
Why It Matters
This filing confirms the official listing of Gladstone Capital's securities on a major exchange, providing transparency and liquidity for investors.
Risk Assessment
Risk Level: low — This filing is a routine administrative update confirming existing listings, posing minimal risk to investors.
Analyst Insight
Investors should note this filing as a confirmation of the company's compliance with listing requirements, ensuring continued market access and liquidity for their shares and notes.
Key Numbers
- 7.75% — interest rate (for notes due 2028)
- 2028 — maturity year (for the notes)
Key Players & Entities
- Gladstone Capital Corporation (company) — registrant of the 8-K filing
- The Nasdaq Stock Market LLC (company) — exchange where securities are registered
- GLAD (company) — trading symbol for Common Stock
- GLADZ (company) — trading symbol for 7.75% notes due 2028
Forward-Looking Statements
- Gladstone Capital Corporation will continue to maintain its listing on The Nasdaq Stock Market LLC. (Gladstone Capital Corporation) — high confidence, target: 2025-01-09
FAQ
What is the purpose of this 8-K filing by Gladstone Capital Corporation?
The purpose of this 8-K filing, dated January 9, 2024, is to report the registration of Gladstone Capital Corporation's Common Stock and 7.75% notes due 2028 pursuant to Section 12(b) of the Securities Exchange Act of 1934.
Which specific securities of Gladstone Capital Corporation are mentioned in this filing?
The filing specifically mentions 'Common Stock, $0.001 par value per share' with trading symbol GLAD, and '7.75% notes due 2028' with trading symbol GLADZ.
On which exchange are these securities registered?
Both the Common Stock (GLAD) and the 7.75% notes due 2028 (GLADZ) are registered on The Nasdaq Stock Market LLC.
What is the date of the earliest event reported in this 8-K filing?
The date of the earliest event reported in this 8-K filing is January 9, 2024.
What is the par value of Gladstone Capital Corporation's Common Stock as stated in the filing?
The par value of Gladstone Capital Corporation's Common Stock is stated as $0.001 per share.
Filing Stats: 503 words · 2 min read · ~2 pages · Grade level 10.7 · Accepted 2024-01-09 16:13:34
Key Financial Figures
- $0.001 — nge on which registered Common Stock, $0.001 par value per share GLAD The Nasdaq
Filing Documents
- d57808d8k.htm (8-K) — 28KB
- d57808dex991.htm (EX-99.1) — 12KB
- g57808g0109011733369.jpg (GRAPHIC) — 8KB
- 0001193125-24-005203.txt ( ) — 208KB
- glad-20240109.xsd (EX-101.SCH) — 4KB
- glad-20240109_def.xml (EX-101.DEF) — 13KB
- glad-20240109_lab.xml (EX-101.LAB) — 22KB
- glad-20240109_pre.xml (EX-101.PRE) — 14KB
- d57808d8k_htm.xml (XML) — 5KB
01
Item 7.01. Regulation FD Disclosure. On January 9, 2024, Gladstone Capital Corporation issued a press release, filed herewith as Exhibit 99.1, announcing that its board of directors declared monthly cash distributions for its common stock and 6.25% Series A Cumulative Redeemable Preferred Stock for each of January, February and March 2024. The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities and Exchange Act of 1934, and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Press Release issued by Gladstone Capital Corporation on January 9, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Gladstone Capital Corporation Date: January 9, 2024 By: /s/ Nicole Schaltenbrand Nicole Schaltenbrand Chief Financial Officer & Treasurer