Gladstone Capital Corp Files 8-K on Officer/Director Changes

Ticker: GLAD · Form: 8-K · Filed: Nov 15, 2024 · CIK: 1143513

Gladstone Capital Corp 8-K Filing Summary
FieldDetail
CompanyGladstone Capital Corp (GLAD)
Form Type8-K
Filed DateNov 15, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.001
Sentimentneutral

Sentiment: neutral

Topics: corporate-governance, officer-changes, director-changes

TL;DR

Gladstone Capital Corp 8-K filed: Officer/Director changes and compensation details.

AI Summary

Gladstone Capital Corporation filed an 8-K on November 15, 2024, reporting events that occurred on November 13, 2024. The filing pertains to the departure of directors or certain officers, the election of directors, the appointment of certain officers, and compensatory arrangements. It also includes Regulation FD disclosures and financial statements/exhibits.

Why It Matters

This filing signals potential changes in the company's leadership or executive compensation structure, which could impact strategic direction and investor confidence.

Risk Assessment

Risk Level: low — The filing is routine and reports on corporate governance matters without immediate financial implications.

Key Players & Entities

  • GLADSTONE CAPITAL CORP (company) — Registrant
  • November 15, 2024 (date) — Filing Date
  • November 13, 2024 (date) — Earliest Event Date
  • Maryland (jurisdiction) — State of Incorporation
  • McLean, Virginia (location) — Principal Executive Offices

FAQ

What specific officer or director positions were affected by the events reported on November 13, 2024?

The filing indicates events related to the "Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers," but does not specify the names or exact roles in the provided text.

Are there any details regarding new compensatory arrangements for officers mentioned in the filing?

The filing lists "Compensatory Arrangements of Certain Officers" as an item of information, but the specific details of these arrangements are not included in the provided excerpt.

What is the significance of the Regulation FD Disclosure mentioned in the filing?

Regulation FD (Fair Disclosure) ensures that material information is broadly disseminated to the public, preventing selective disclosure to analysts or institutional investors.

When was Gladstone Capital Corporation incorporated, and what is its IRS Employer Identification Number?

Gladstone Capital Corporation was incorporated in Maryland and its IRS Employer Identification Number is 54-2040781.

What are the principal executive offices of Gladstone Capital Corporation?

The principal executive offices of Gladstone Capital Corporation are located at 1521 Westbranch Drive, Suite 100, McLean, Virginia 22102.

Filing Stats: 609 words · 2 min read · ~2 pages · Grade level 11.7 · Accepted 2024-11-15 16:11:33

Key Financial Figures

  • $0.001 — ange on which registered Common Stock, $0.001 par value per share GLAD The Nasdaq

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Press Release dated November 15, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Gladstone Capital Corporation Date: November 15, 2024 By: /s/ Nicole Schaltenbrand Nicole Schaltenbrand Chief Financial Officer & Treasurer

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