SC 13G/A: Gouverneur Bancorp, Inc./MD/
Ticker: GOVB · Form: SC 13G/A · Filed: Nov 15, 2024 · CIK: 1978811
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by Gouverneur Bancorp, Inc./MD/.
Risk Assessment
Risk Level: low
Filing Stats: 766 words · 3 min read · ~3 pages · Grade level 10 · Accepted 2024-11-15 06:22:51
Key Financial Figures
- $0.01 — me of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 3835
Filing Documents
- ea0221411-13ga1explor_gouv.htm (SC 13G/A) — 49KB
- 0001213900-24-098701.txt ( ) — 51KB
(A) NAME OF ISSUER
ITEM 1(A) NAME OF ISSUER: Gouverneur Bancorp, Inc.
(B) ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
ITEM 1(B) ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES: 42 Church Street Gouverneur, NY 13642
(A) NAME OF PERSON FILING
ITEM 2 (A) NAME OF PERSON FILING: Exploration Capital, LLC Stephen L. Gustin
(B) ADDRESS OR PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
ITEM 2 (B) ADDRESS OR PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 250 East 200 South, Floor 16 Salt Lake City, UT 84111
(C) CITIZENSHIP
ITEM 2 (C) CITIZENSHIP: Exploration Capital, LLC – Delaware Stephen L. Gustin – United States
(D) TITLE OF CLASS OF SECURITIES
ITEM 2 (D) TITLE OF CLASS OF SECURITIES: Common Stock, $0.01 par value per share (“Common Stock”).
(E) CUSIP Number
ITEM 2 (E) CUSIP Number: 38358M109
IF THIS STATEMENT IS FILED PURSUANT TO §§ 240.13D-1(B)
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO §§ 240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: This statement is filed pursuant to Rule 13d-1(c).
OWNERSHIP
ITEM 4. OWNERSHIP See the Cover Pages for each Reporting Person.
OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS
ITEM 5. OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS Not Applicable.
OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON
ITEM 6. OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable. 4
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON Not Applicable.
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable.
NOTICE OF DISSOLUTION OF GROUP
ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable.
CERTIFICATIONS
ITEM 10. CERTIFICATIONS By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Dated: 11/14/2024 Exploration Capital, LLC Signature. /s/ Stephen L. Gustin Stephen L. Gustin Managing Partner Stephen L. Gustin Signature. /s/ Stephen L. Gustin Stephen L. Gustin 6