UBS Group AG Files 6-K Report
Ticker: IWFL · Form: 6-K · Filed: Nov 8, 2024 · CIK: 1114446
| Field | Detail |
|---|---|
| Company | Ubs Ag (IWFL) |
| Form Type | 6-K |
| Filed Date | Nov 8, 2024 |
| Risk Level | low |
| Pages | 7 |
| Reading Time | 8 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: regulatory-filing, 6-K, foreign-private-issuer
TL;DR
UBS Group AG filed a routine 6-K, no major news here.
AI Summary
On November 8, 2024, UBS Group AG filed a Form 6-K. This filing is a report of a foreign private issuer and does not contain specific financial figures or operational updates within the provided text. It primarily serves as a notification to the SEC regarding ongoing reporting obligations.
Why It Matters
This filing indicates UBS Group AG is fulfilling its regulatory reporting requirements as a foreign private issuer in the US market.
Risk Assessment
Risk Level: low — The filing is a standard regulatory report and does not contain new material information that would typically impact risk.
Key Players & Entities
- UBS Group AG (company) — Registrant
- UBS AG (company) — Registrant
FAQ
What is the purpose of a Form 6-K filing?
A Form 6-K is a report of a foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, used to submit information required to be made public in its home country or filed with its home country's stock exchange.
Who are the registrants mentioned in this filing?
The registrants mentioned are UBS Group AG and UBS AG.
What is the filing date of this report?
The filing date is November 8, 2024.
What is the principal executive office address for UBS Group AG?
The principal executive office address for UBS Group AG is Bahnhofstrasse 45, 8001 Zurich, Switzerland.
What is the SEC file number for UBS Group AG?
The SEC file number for UBS Group AG is 1-36764.
Filing Stats: 2,025 words · 8 min read · ~7 pages · Grade level 8.3 · Accepted 2024-11-08 06:23:25
Filing Documents
- edgar00significantreg.htm (6-K) — 140KB
- edgar00significantregp3i0.jpg (GRAPHIC) — 71KB
- edgar00significantregp6i0.gif (GRAPHIC) — 3KB
- 0001610520-24-000170.txt ( ) — 245KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned, thereunto duly authorized. UBS Group AG By:_/s/ David Kelly_____________ Name: David Kelly Title: Managing Director By:_/s/ Ella Campi_____________ Name: Ella Campi Title: Executive Director UBS AG By:_/s/ David Kelly_____________ Name: David Kelly Title: Managing Director By:_/s/ Ella Campi_____________ Name: Ella Campi Title: Executive Director Date: November 8, 2024