Oppenheimer Holdings Updates Corporate Info in 8-K Filing

TL;DR

**Oppenheimer filed an 8-K to update basic company info, nothing major.**

AI Summary

Oppenheimer Holdings Inc. filed an 8-K on January 26, 2024, to update its corporate information, specifically noting its Class A Non-Voting securities are registered on an exchange. This filing primarily serves to keep the company's public record current with the SEC, ensuring transparency for investors. For shareholders, this matters because it confirms the company is maintaining its regulatory compliance and provides updated contact and registration details, which are foundational for investor confidence.

Why It Matters

This filing ensures Oppenheimer Holdings Inc. is compliant with SEC regulations, providing updated corporate details that are essential for investor transparency and record-keeping.

Risk Assessment

Risk Level: low — This filing is purely administrative, updating corporate information and indicating no immediate financial or operational risks.

Analyst Insight

Investors should note this filing is routine administrative compliance and does not signal any immediate operational or financial changes. It's a good reminder to ensure personal records of company contact information are up-to-date.

Key Players & Entities

• Oppenheimer Holdings Inc. (company) — the registrant filing the 8-K
• January 26, 2024 (date) — date of report and filing
• 85 Broad Street, New York, New York 10004 (address) — principal executive offices of Oppenheimer Holdings Inc.
• Class A Non-Voting (security) — title of class of securities registered
• 001-12043 (number) — Commission File Number for Oppenheimer Holdings Inc.

FAQ

Filing Documents

• opy-20240126.htm (8-K) — 25KB
• ex991-20238xkq4pressrelease.htm (EX-99.1) — 374KB
• 0000791963-24-000006.txt ( ) — 547KB
• opy-20240126.xsd (EX-101.SCH) — 2KB
• opy-20240126_lab.xml (EX-101.LAB) — 24KB
• opy-20240126_pre.xml (EX-101.PRE) — 12KB
• opy-20240126_htm.xml (XML) — 3KB

02. Results of Operations and Financial Condition

ITEM 2.02. Results of Operations and Financial Condition. (a) On January 26, 2024 , Oppenheimer Holdings Inc. (the "Company") issued a press release announcing its fourth quarter and full year 2023 earnings. A copy of the January 26, 2024 press release is furnished as Exhibit 99.1 to this Report and is incorporated herein by reference. The information contained in this Item 2.02 and the related exhibit attached hereto shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall such information or such exhibit be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the "Securities Act"), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. The information set forth in this Item 2.02 or any exhibit related to this Item 2.02 on this Form 8-K shall not be deemed an admission as to the materiality of any information in the referenced items. SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS

01. Financial Statements and Exhibits

ITEM 9.01. Financial Statements and Exhibits. (d) Exhibits: The following exhibit is furnished (not filed) with this Current Report on Form 8-K: 99.1 Oppenheimer Holdings Inc.'s Press Release dated January 26, 2024 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. Oppenheimer Holdings Inc. Date: January 26, 2024 By: /s/ Brad M. Watkins --------------------------------- Brad M. Watkins Chief Financial Officer (Duly Authorized Officer) 3 EXHIBIT INDEX Exhibit Number Description 99.1 Oppenheimer Holdings Inc.'s Press Release dated January 26 , 202 4 4

View Full Filing

View this 8-K filing on SEC EDGAR