Principal Financial Group Files 8-K for Regulation FD Disclosure

TL;DR

**PFL just filed an 8-K, expect news soon!**

AI Summary

Principal Financial Group, Inc. filed an 8-K on January 25, 2024, under Regulation FD Disclosure, indicating they are making a public announcement of material non-public information. This filing is a standard procedure for companies to ensure all investors have access to the same information simultaneously. For investors, this means Principal Financial Group is likely sharing important news, potentially about earnings, strategic changes, or other significant developments, which could impact the stock's future performance.

Why It Matters

This filing signals that Principal Financial Group is about to release material information, which could influence investor decisions and the company's stock price. Investors should pay close attention to subsequent announcements.

Risk Assessment

Risk Level: low — This 8-K filing itself is a procedural disclosure and doesn't inherently carry significant risk, but it signals potential future news that could be high risk.

Analyst Insight

A smart investor would monitor Principal Financial Group's news releases and SEC filings closely in the immediate aftermath of this 8-K to understand the material information being disclosed and its potential impact on the stock.

Key Numbers

• 0001126328 — Central Index Key (CIK) (Unique identifier for Principal Financial Group, Inc. with the SEC.)
• 2024-01-25 — Date of Report (The date the earliest event reported in the 8-K occurred.)
• 1-16725 — Commission File Number (The SEC file number for Principal Financial Group, Inc.)

Key Players & Entities

• PRINCIPAL FINANCIAL GROUP, INC. (company) — the registrant filing the 8-K
• January 25, 2024 (date) — date of earliest event reported
• Delaware (company) — state of incorporation for Principal Financial Group, Inc.
• 1-16725 (dollar_amount) — Commission file number
• 42-1520346 (dollar_amount) — I.R.S. Employer Identification Number

Forward-Looking Statements

• Principal Financial Group will release specific material non-public information shortly after this filing. (PRINCIPAL FINANCIAL GROUP, INC.) — high confidence, target: 2024-01-26

FAQ

Key Financial Figures

• $694.5 b — ment for Principal Financial Group were $694.5 billion, of which $499.5 billion is manag
• $499.5 billion — ial Group were $694.5 billion, of which $499.5 billion is managed by Principal Global Investor
• $180.4 billion — naged by Principal Global Investors and $180.4 billion is reported by Principal International.
• $540.4 billion — 023, Principal Asset Management AUM was $540.4 billion. This is not intended to be used for mo

Filing Documents

• tm244083d1_8k.htm (8-K) — 25KB
• 0001104659-24-006683.txt ( ) — 192KB
• pfg-20240125.xsd (EX-101.SCH) — 3KB
• pfg-20240125_lab.xml (EX-101.LAB) — 33KB
• pfg-20240125_pre.xml (EX-101.PRE) — 22KB
• tm244083d1_8k_htm.xml (XML) — 3KB

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure This report is filed quarterly to disclose assets under management ("AUM") by asset manager, prior to the availability of Principal Financial Group, Inc's (the Company) quarterly earnings release. The amounts presented herein will be consistent with the format of AUM by asset manager and presented again in such format within the Company's financial supplement for the quarter ended December 31, 2023, when that document is posted to the Company's investor relations web site on or about February 12, 2024. As of December 31, 2023, the assets under management for Principal Financial Group were $694.5 billion, of which $499.5 billion is managed by Principal Global Investors and $180.4 billion is reported by Principal International. Principal Global Investors delivers products and services through our network of focused investment teams. During times of market dislocations and a wider dispersion of returns, it is important to note our exposure to small and mid-cap products in U.S. equity AUM and high yield and preferred securities exposure in fixed income AUM. Principal International's reported AUM is translated to U.S. dollar equivalents using end of reporting period spot foreign exchange rates. The Company uses Principal Asset Management AUM for marketing purposes, defined as assets under management for Principal Global Investors and Principal International excluding assets for entities where the Company is a minority owner and assets that are not allowed to be included due to regulatory requirements. As of December 31, 2023, Principal Asset Management AUM was $540.4 billion. This is not intended to be used for modeling purposes. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. PRINCIPAL FINANCIAL GROUP, INC. By: /s/ Humphrey Lee Name: Humphrey Lee Title: Vice President – Inv

View Full Filing

View this 8-K filing on SEC EDGAR