PNNT Files 8-K for Reg FD Disclosure & Exhibits

TL;DR

**PNNT just filed an 8-K for Regulation FD, likely sharing new info.**

AI Summary

PennantPark Investment Corporation filed an 8-K on January 3, 2024, primarily to disclose information under Regulation FD and to include financial statements and exhibits. This filing indicates that the company is actively communicating with the public, likely sharing material non-public information to ensure fair disclosure. For investors, this matters because it suggests transparency and could precede further announcements that might impact the stock price, such as earnings calls or strategic updates.

Why It Matters

This filing signals PennantPark's commitment to transparent communication, which can build investor confidence and potentially precede important operational or financial updates.

Risk Assessment

Risk Level: low — This 8-K is a routine disclosure for Regulation FD and exhibits, indicating transparency rather than a specific new risk.

Analyst Insight

A smart investor would monitor PennantPark's subsequent communications or announcements, as this Regulation FD disclosure likely precedes or accompanies the release of material information that could influence stock performance.

Key Players & Entities

• PennantPark Investment Corporation (company) — the registrant filing the 8-K
• January 3, 2024 (date) — date of earliest event reported and filing date
• Maryland (company) — state of incorporation for PennantPark Investment Corporation
• 814-00736 (dollar_amount) — Commission File Number
• 20-8250744 (dollar_amount) — I.R.S. Employer Identification No.
• PNNT (company) — trading symbol for Common Stock
• The New York Stock Exchange (company) — exchange where Common Stock is registered

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share PNNT The New York Stock Excha

Filing Documents

• f8k_010324.htm (8-K) — 16KB
• exh_991.htm (EX-99.1) — 4KB
• exh991small_1.jpg (GRAPHIC) — 3KB
• 0001171843-24-000036.txt ( ) — 219KB
• gnw-20190101.xsd (EX-101.SCH) — 3KB
• gnw-20190101_def.xml (EX-101.DEF) — 25KB
• gnw-20190101_lab.xml (EX-101.LAB) — 33KB
• gnw-20190101_pre.xml (EX-101.PRE) — 22KB
• f8k_010324_htm.xml (XML) — 3KB

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. On January 3, 2024, PennantPark Investment Corporation issued a press release announcing its monthly distribution. A copy of the press release is furnished as Exhibit 99.1 to this Form 8-K. The information in this report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Act, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Forward-Looking Statements

Forward-Looking Statements This report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. You should understand that under Section 27A(b)(2)(B) of the Securities Act and Section 21E(b)(2)(B) of the Exchange Act the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995 do not apply to forward-looking statements made in periodic reports PennantPark Investment Corporation files under the Exchange Act. All statements other than statements of historical facts included in this press release are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Investment Corporation undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (a) Financial statements: None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release dated January 3, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Investment Corporation Date: January 3, 2024 By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer

View Full Filing

View this 8-K filing on SEC EDGAR