PNNT Common Stock Listed on NYSE, Confirms Trading Symbol

TL;DR

**PNNT just confirmed its common stock is listed on the NYSE under symbol PNNT.**

AI Summary

PennantPark Investment Corporation (PNNT) filed an 8-K on January 4, 2024, to announce that its Common Stock, with a par value of $0.001 per share, is registered on The New York Stock Exchange under the trading symbol PNNT. This filing primarily serves to update administrative information and confirm its listing status. For investors, this matters because it reaffirms the company's compliance with exchange listing requirements and provides transparency regarding its publicly traded securities.

Why It Matters

This filing confirms PennantPark Investment Corporation's continued listing on a major exchange, which is crucial for liquidity and investor confidence. It ensures that investors can easily trade PNNT shares on The New York Stock Exchange.

Risk Assessment

Risk Level: low — This 8-K filing is purely administrative, confirming existing information, and does not introduce new financial risks or operational changes.

Analyst Insight

This filing is administrative and does not provide new financial data or strategic shifts. Investors should use this to confirm basic company information but look to other filings for investment decisions.

Key Numbers

• $0.001 — Par value per share (This is the nominal value assigned to each share of Common Stock.)

Key Players & Entities

• PennantPark Investment Corporation (company) — the registrant filing the 8-K
• The New York Stock Exchange (company) — the exchange where PNNT's common stock is registered
• PNNT (company) — the trading symbol for PennantPark Investment Corporation's common stock
• $0.001 (dollar_amount) — the par value per share of Common Stock
• January 4, 2024 (date) — the date of the earliest event reported and filing date

Forward-Looking Statements

• PennantPark Investment Corporation will continue to be listed on The New York Stock Exchange. (PennantPark Investment Corporation) — high confidence, target: 2025-01-04

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share PNNT The New York Stock Excha

Filing Documents

• f8k_010424.htm (8-K) — 17KB
• exh_991.htm (EX-99.1) — 4KB
• exh991small_1.jpg (GRAPHIC) — 3KB
• 0001171843-24-000069.txt ( ) — 220KB
• gnw-20190101.xsd (EX-101.SCH) — 3KB
• gnw-20190101_def.xml (EX-101.DEF) — 25KB
• gnw-20190101_lab.xml (EX-101.LAB) — 33KB
• gnw-20190101_pre.xml (EX-101.PRE) — 22KB
• f8k_010424_htm.xml (XML) — 3KB

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. On January 4, 2024, PennantPark Investment Corporation issued a press release announcing its scheduled earnings release for the first fiscal quarter ended December 31, 2023. A copy of the press release is furnished as Exhibit 99.1 to this report, pursuant to Item 7.01 and Regulation FD. The information in this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this Current Report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Forward-Looking Statements

Forward-Looking Statements This Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts included in this Current Report on Form 8-K are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Investment Corporation undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (a) Financial statements: None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release of PennantPark Investment Corporation dated January 4, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Investment Corporation Date: January 4, 2024 By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer EXHIBIT INDEX Exhibit No. Description 99.1 Press Release of PennantPark Investment Corporation dated January 4, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

View Full Filing

View this 8-K filing on SEC EDGAR