WINTRUST FINANCIAL CORP Files 8-K on Operations & Financial Condition

Ticker: WTFCN · Form: 8-K · Filed: Jan 17, 2024 · CIK: 1015328

Wintrust Financial Corp 8-K Filing Summary
FieldDetail
CompanyWintrust Financial Corp (WTFCN)
Form Type8-K
Filed DateJan 17, 2024
Risk Levellow
Pages2
Reading Time2 min
Sentimentneutral

Complexity: simple

Sentiment: neutral

Topics: financial-condition, operations, 8-K, compliance

TL;DR

**WTFC filed an 8-K on Jan 17, 2024, updating on operations and financial condition, confirming its listed securities.**

AI Summary

WINTRUST FINANCIAL CORP (WTFC) filed an 8-K on January 17, 2024, to report the results of operations and financial condition, along with financial statements and exhibits. This filing confirms the company's current status and the classes of stock registered on The NASDAQ Global Select Market, including Common Stock (WTFC), Series D Preferred Stock (WTFCM), and Depositary Shares (WTFCP). This matters to investors as it provides updated, official information about the company's financial health and its publicly traded securities, ensuring transparency and compliance.

Why It Matters

This filing provides current, official information about WINTRUST FINANCIAL CORP's financial status and registered securities, which is crucial for investors to make informed decisions.

Risk Assessment

Risk Level: low — This 8-K is a routine filing for reporting financial condition and does not indicate any immediate new risks or significant changes.

Analyst Insight

A smart investor would review the full financial statements and exhibits referenced in this 8-K to gain a deeper understanding of WINTRUST FINANCIAL CORP's current financial health and operational performance.

Key Players & Entities

  • WINTRUST FINANCIAL CORP (company) — registrant
  • The NASDAQ Global Select Market (company) — exchange where securities are registered
  • WTFC (company) — ticker symbol for Common Stock
  • WTFCM (company) — ticker symbol for Series D Preferred Stock
  • WTFCP (company) — ticker symbol for Depositary Shares
  • January 17, 2024 (date) — date of earliest event reported and filing date

FAQ

What was the date of the earliest event reported in this 8-K filing?

The date of the earliest event reported in this 8-K filing was January 17, 2024, as stated in the document.

What is the exact name of the registrant as specified in its charter?

The exact name of the registrant as specified in its charter is WINTRUST FINANCIAL CORPORATION.

Which stock exchange are WINTRUST FINANCIAL CORP's securities registered on?

WINTRUST FINANCIAL CORP's securities, including Common Stock, Series D Preferred Stock, and Depositary Shares, are registered on The NASDAQ Global Select Market.

What are the ticker symbols for the different classes of stock mentioned in the filing?

The ticker symbols mentioned are WTFC for Common Stock, WTFCM for Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, and WTFCP for Depositary Shares.

What items of information are included in this 8-K filing?

This 8-K filing includes 'Results of Operations and Financial Condition' and 'Financial Statements and Exhibits' under its Item Information section.

Filing Stats: 614 words · 2 min read · ~2 pages · Grade level 11.5 · Accepted 2024-01-17 17:24:52

Filing Documents

02. Results of Operations and Financial Condition

Item 2.02. Results of Operations and Financial Condition The information in this Current Report is being furnished and shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. The information in this Current Report shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended. On January 17, 2024, Wintrust Financial Corporation (the "Company") announced earnings for the fourth quarter of 2023 and posted on its website the Fourth Quarter 2023 Earnings Release Presentation. Copies of the press release relating to the Company's earnings results and the related presentation are attached hereto as Exhibit 99.1 and Exhibit 99.2, respectively. Certain supplemental information relating to non-GAAP financial measures reported in the attached press release and presentation is included on pages 33 through 35 of Exhibit 99.1 and pages 25 through 27 of Exhibit 99.2.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits Exhibit 99.1 Fourth Quarter 2023 Earnings Release dated January 17, 2024 99.2 Fourth Quarter 2023 Earnings Release Presentation dated January 17, 2024 2 Signature Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. WINTRUST FINANCIAL CORPORATION (Registrant) By: /s/ David L. Stoehr David L. Stoehr Executive Vice President and Chief Financial Officer Date: January 17, 2024 3 INDEX TO EXHIBITS Exhibit 99.1 Fourth Quarter 2023 Earnings Release dated January 17, 2024 99.2 Fourth Quarter 2023 Earnings Release Presentation dated January 17, 2024 4

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